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SW

Scott A. Weinberg

QUASAR DISTRIBUTORS
Boston, MA 02110
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CRD#: 5757604
SW

Professional summary


Scott Andrew Weinberg, who also goes by Scott Weinberg, is a registered financial professional currently at QUASAR DISTRIBUTORS, LLC located in Boston, Massachusetts.

Scott is registered as a RR (Registered Representative) and started their career in finance in 2024. Scott has worked at 2 firms and has passed the Series 63, Series 7TO, SIE and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Weinberg

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Scott Andrew Weinberg's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 3, 2025 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 115 Federal Street 22nd Floor, Boston, MA 02110
BD
CRD#: 103848
Boston, MA
Past

January 12, 2024 - November 21, 2024

WELLINGTON FUNDS DISTRIBUTORS INC.

BD
CRD#: 152768
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(2/3/2025)
RR
Alaska
(2/3/2025)
RR
Arizona
(2/3/2025)
RR
Arkansas
(2/3/2025)
RR
California
(2/3/2025)
RR
Colorado
(2/3/2025)
RR
Connecticut
(2/3/2025)
RR
Delaware
(2/3/2025)
RR
District of Columbia
(2/3/2025)
RR
Florida
(2/3/2025)
RR
Georgia
(2/3/2025)
RR
Hawaii
(2/3/2025)
RR
Idaho
(2/3/2025)
RR
Illinois
(2/3/2025)
RR
Indiana
(2/3/2025)
RR
Iowa
(2/3/2025)
RR
Kansas
(2/3/2025)
RR
Kentucky
(2/3/2025)
RR
Louisiana
(2/3/2025)
RR
Maine
(2/3/2025)
RR
Maryland
(2/3/2025)
RR
Massachusetts
(2/3/2025)
RR
Michigan
(2/3/2025)
RR
Minnesota
(2/3/2025)
RR
Mississippi
(2/3/2025)
RR
Missouri
(2/3/2025)
RR
Montana
(2/3/2025)
RR
Nebraska
(2/3/2025)
RR
Nevada
(2/3/2025)
RR
New Hampshire
(2/3/2025)
RR
New Jersey
(2/3/2025)
RR
New Mexico
(2/3/2025)
RR
New York
(2/3/2025)
RR
North Carolina
(2/3/2025)
RR
North Dakota
(2/3/2025)
RR
Ohio
(2/3/2025)
RR
Oklahoma
(2/3/2025)
RR
Oregon
(2/3/2025)
RR
Pennsylvania
(2/3/2025)
RR
Puerto Rico
(2/3/2025)
RR
Rhode Island
(2/3/2025)
RR
South Carolina
(2/3/2025)
RR
South Dakota
(2/3/2025)
RR
Tennessee
(2/3/2025)
RR
Texas
(2/3/2025)
RR
Utah
(2/3/2025)
RR
Vermont
(2/3/2025)
RR
Virgin Islands
(2/3/2025)
RR
Virginia
(2/3/2025)
RR
Washington
(2/3/2025)
RR
West Virginia
(2/3/2025)
RR
Wisconsin
(2/3/2025)
RR
Wyoming
(2/3/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 2/1/2024
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/12/2024
General Securities Representative Examination
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


QD
QUASAR DISTRIBUTORS, LLC
QUASAR DISTRIBUTORS, LLC

CRD#: 103848 / SEC#: , 8-52323

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
190 Middle Street Suite 301, Portland, ME 04101
Mailing Address
190 Middle Street Suite 301, Portland, ME 04101
Phone number
(866) 251-6920
Established
Delaware since 01/21/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
FORESIDE DISTRIBUTORS, LLCSOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKIPRESIDENT/MANAGER/DIRECTOR1544189
EDELMAN, GABRIELSECRETARY6654419
LA FOND, SUSAN LORENEVICE PRESIDENT/CHIEF COMPLIANCE OFFICER/TREASURER4512785
LANZA, CHRISTOPHER CONTEVICE PRESIDENT2184856
MACCHIA, KATE SCHENDELVICE PRESIDENT4863973
SOMMERS, WESTONCFO/FINOP5290145

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


QUASAR DISTRIBUTORS, LLC

CRD#: 103848Boston, MA 02110

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