GA
George H. Abboud
WORLD EQUITY GROUP
HOUSTON, TX 77007
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CRD#: 5757436
GA
Professional summary
George Hoyt Abboud is a registered financial advisor currently at WORLD EQUITY GROUP, INC. located in Houston, Texas.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. George has worked at 3 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Innovative Capital Assurance: Life Insurance Agent - fixed insurance sales including health, life and disability through various companies. 4801 Woodway Drive, Suite 305W, Houston, TX 77056. Investment related. Start date Sept. 2019, 50 hours/month; 50 hours during securities trading hours.
2) ARA MANAGEMENT, 34 HOLLINGERS ISLAND CT., KATY, TX 77450. NOT INVESTMENT RELATED. OWNER/LANDLORD. REAL ESTATE HOLDING. 2-8 HOURS PER MONTH AND 0 HOURS DURING TRADING HOURS.
3)SMART GROUP HOUSTON. 4801 WOODWAY DR. STE 305 WEST, HOUSTON, TX 77056. INVESTMENT RELATED. START DATE: 1/2011. PRESIDENT/CEO FOR INVESTMENT RELATED ACTIVITIES AS A REGISTERED REPRESENTATIVE AND IAR. APPROX. HRS/MO: 120. APPROX. HRS/MO DURING SECURITIES TRADING: 120.
4) EXPONENT PROSPERITY ACCELERATOR ADVISORS, LLC. 4801 WOODWAY DR., STE 305 WEST, HOUSTON, TX 77056,NOT INVESTMENT RELATED. START DATE: 9/2019. PARTNER. DEVELOP STRATEGIES FOR BUSINESS CONSULTING,BUSINESS EVALUATION, EXECUTIVE RETENTION AND BUSINESS TRANSITION.APPROX. HRS/MO: 80. APPROX. HRS/MO DURING SECURITIES TRADING: 80.
CRS (Client Relationship Summary) - RIA
Click below to view George Hoyt Abboud's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view George Hoyt Abboud's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2014 - Present
WORLD EQUITY GROUP, INC.
Office #1: 5225 Katy Freeway Suite 430, Houston, TX 77007Office #2: 1800 West Loop South Unit 1700, Houston, TX 77027RIA
BD
CRD#: 29087
HOUSTON, TX
Current
October 7, 2014 - Present
WORLD EQUITY GROUP, INC.
Office #1: 1800 West Loop South Unit 1700, Houston, TX 77027RIA
BD
CRD#: 29087
Houston, TX
Past
March 24, 2010 - November 6, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
RIA
CRD#: 143384
HOUSTON, TX
Past
February 24, 2010 - September 30, 2014
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2024)
IAR
Arizona(1/17/2024)
RR
Arkansas(2/12/2020)
IAR
Arkansas(2/13/2020)
RR
California(10/7/2014)
IAR
California(10/8/2014)
RR
Florida(1/21/2015)
IAR
Florida(1/22/2015)
RR
Georgia(1/2/2025)
IAR
Georgia(1/3/2025)
RR
Indiana(6/24/2024)
IAR
Indiana(6/25/2024)
RR
Louisiana(7/2/2018)
IAR
Louisiana(7/3/2018)
RR
Maine(9/8/2022)
IAR
Maine(9/9/2022)
RR
Massachusetts(1/4/2024)
IAR
Massachusetts(3/27/2024)
IAR
Mississippi(5/2/2018)
RR
New Jersey(2/7/2025)
IAR
New Jersey(2/7/2025)
RR
North Carolina(1/4/2024)
IAR
North Carolina(1/10/2024)
RR
Oklahoma(1/2/2025)
IAR
Oklahoma(1/6/2025)
IAR
South Carolina(9/21/2021)
RR
Texas(10/7/2014)
IAR
Texas(10/7/2014)
RR
Wisconsin(2/2/2024)
IAR
Wisconsin(2/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WE
WORLD EQUITY GROUP, INC.
COMPASS ASSET MANAGEMENT | WORLD EQUITY GROUP, INC. | UNITED FINANCIAL GROUP INC. | PRAXIS WEALTH MANAGEMENT | MIDWAY WEALTH PARTNERS | MARTIN JAMES INVESTMENT & TAX MANAGEMENT LLC | INFINITY WEALTH MANAGEMENT, LLC | FOUR POINTS ADVISORY
CRD#: 29087 / SEC#: 801-56328, 8-44088
RIA
Registered Investment Advisory firm - SEC (3/26/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
425 N Martingale Road Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Road Suite 1200, Schaumburg, IL 60173
Phone number
(847) 342-1700
Established
Illinois since 09/13/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
170
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
