DV
Daniel Vainstein
SAFRA SECURITIES LLC
Aventura, FL 33180
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CRD#: 5757420
DV
Professional summary
Daniel Vainstein is a registered financial professional currently at SAFRA SECURITIES LLC located in Aventura, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Vainstein's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 20, 2011 - Present
SAFRA SECURITIES LLC
Office #1: 21500 Biscayne Boulevard - Suite #503, Aventura, FL 33180BD
CRD#: 47873
Aventura, FL
Past
November 3, 2010 - May 2, 2011
SAFRA SECURITIES LLC
BD
CRD#: 47873
AVENTURA, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/9/2013)
RR
Delaware(10/9/2013)
RR
Florida(12/20/2011)
RR
Illinois(5/3/2021)
RR
Massachusetts(2/27/2019)
RR
Michigan(7/29/2024)
RR
Nevada(8/29/2018)
RR
New Hampshire(1/5/2023)
RR
New Jersey(8/29/2018)
RR
New York(12/20/2011)
RR
Puerto Rico(10/17/2022)
RR
South Dakota(2/27/2019)
RR
Texas(6/12/2015)
RR
Virgin Islands(8/28/2024)
RR
Wyoming(3/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SAFRA SECURITIES LLC
SAFRA SECURITIES CORPORATION | SAFRA SECURITIES LLC
CRD#: 47873 / SEC#: , 8-51935
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
546 Fifth Ave, New York, NY 10036
Mailing Address
546 Fifth Ave, New York, NY 10036
Phone number
(212) 704-5500
Established
Delaware since 12/31/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (45 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAFRA NATIONAL BANK OF NEW YORK | SOLE SHAREHOLDER | |
| BONFIM, CARLOS CESAR BERTACO | DIRECTOR | |
| COLOMBO, RAFAELO | DIRECTOR | 6054935 |
| DIBIASI, ANTHONY | FINOP | 6435706 |
| GRUNWALD, MARK STEVEN | DIRECTOR & PRESIDENT | 3262204 |
| JAVIER, SIGMUND PETER | DIRECTOR | 6002619 |
| MCCARTHY, GERARD THOMAS | CHIEF COMPLIANCE OFFICER | 3121615 |
| MORATO, SIMONI PASSOS | DIRECTOR | 5568481 |
| OSWALD, THOMAS FRANCIS | CHIEF OPERATIONS OFFICER/ PRINCIPAL OPERATIONS OFFICER | 1828798 |
| YOU, SANG MIN JIMMY | CHIEF FINANCIAL OFFICER / PRINCIPAL FINANCIAL OFFICER | 6693855 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAFRA SECURITIES LLC
CRD#: 47873Aventura, FL 33180TRUST BUT VERIFY
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