JS
Jeffrey W. Stevenson
OCTOBER THREE FINANCIAL SOLUTIONS
CHICAGO, IL 60606
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CRD#: 5757157
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Professional summary
Jeffrey W Stevenson is a registered financial advisor currently at OCTOBER THREE FINANCIAL SOLUTIONS, LLC located in Chicago, Illinois.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jeffrey has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
JEFFREY STEVENSON IS THE Majority OWNER OF OCTOBER THREE, LLC, WHICH ENTITY OWNS OCTOBER THREE CONSULTING, LLC ("O3C"), OCTOBER THREE PLATFORM SOLUTIONS ("O3PS"), O3 Financial Solutions LLC, O3 Annuity Services, O3 Advisory LLC (which owns Retirement Learning Cener LLC and O3 Plan Advisory Service LLC, both advisor education entities), and O3 Management Services, Inc. O3C PROVIDES ACTUARIAL AND BENEFIT CONSULTING AND O3PS CONSTRUCTS TECHNOLOGY SOLUTIONS. O3C AND O3PS BEGAN OPERATING IN OCTOBER 2009, ARE NOT INVESTMENT-RELATED, AND ARE OPERATED FROM THE SAME LOCATION AS OCTOBER THREE FINANCIAL SOLUTIONS. IT IS ANTICIPATED THAT MR. STEVENSON WILL SPEND APPROXIMATELY 70% OF HIS TIME ON ACTIVITIES FOR O3C AND the rest of his time on other business lines of October Three. 2) MR. STEVENSON IS THE PRESIDENT OF K&JVENTURES, LLC AND AFFILIATED ENTITIES (SECOND BLESSING CAPITAL, LLC) AND O3 HOLDINGS, LLC, WHICH IS AN INVESTMENT-RELATED ENTITY THAT STRICTLY MANAGES INVESTMENTS FOR THE FAMILY ENTITY. Mr. Stevenson is the trustee of JEFFREY W STEVENSON2005 DECLARATION OF TRUST APRIL 6 2005. The trust owns O3 Holdings which owns October Three LLC, which owns Westport Financial Services, LLC's parent company Westport HRH LLC.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey W Stevenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2010 - Present
OCTOBER THREE FINANCIAL SOLUTIONS, LLC
Office #1: 230 W. Monroe Street Suite #2630, Chicago, IL 60606RIA
CRD#: 152950
CHICAGO, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/18/2010)
Current Firm
OT
OCTOBER THREE FINANCIAL SOLUTIONS, LLC
OCTOBER THREE FINANCIAL SOLUTIONS, LLC
CRD#: 152950 / SEC#: 801-71455
RIA
Registered Investment Advisory firm - (2/23/2011 Terminated)Illinois
Registered Investment Advisory firm - (10/21/2010 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
233 South Wacker Drive Suite 8350, Chicago, IL 60606
Mailing Address
Phone number
(312) 878-2440
Established
Firm type
Fiscal year end
# of Employees
2
Red Flags
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