Patrick S. Berch

WATERFRONT WEALTH

Overland Park, KS 66209

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CRD#: 5757139

Professional summary

Patrick Steven Berch is a registered financial advisor currently at WATERFRONT WEALTH INC. located in Overland Park, Kansas.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Patrick has worked at 5 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Patrick engages in the sale of life insurance and fixed annuities. He is compensated directly from insurance companies while engaging in these outside business activates. Fifteen hours is spent undertaking these duties weekly. His start date is 2/1/2017 Global Plains Advisory 5220 W 94TH Terrace, Suite 208 Prairie Village, KS 66207

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Steven Berch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 17, 2022 - Present

WATERFRONT WEALTH INC.

Office #1: 6711 W 121st Street Suite 200, Overland Park, KS 66209

RIA

CRD#: 173220

Overland Park, KS

Past

February 3, 2017 - October 11, 2022

ELEVATED CAPITAL ADVISORS, LLC

RIA

CRD#: 226721

Prairie Village, KS

Past

August 22, 2016 - February 2, 2017

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

RIA

CRD#: 132070

Prairie Village, KS

Past

October 15, 2015 - July 25, 2016

BLUE RIVER CAPITAL LLC

RIA

CRD#: 277130

OVERLAND PARK, KS

Past

November 23, 2010 - July 25, 2016

CLEARPATH WEALTH MANAGEMENT, L.C.

RIA

CRD#: 116029

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATERFRONT WEALTH INC.

WATERFRONT ASSET MANAGEMENT | WATERFRONT WEALTH MANAGEMENT | WATERFRONT WEALTH INC. | WATERFRONT WEALTH ADVISORS

CRD#: 173220 / SEC#: 801-110161

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Kansas

Registered Investment Advisory firm - (3/29/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(10/17/2022)

IAR

Texas
(11/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/22/2010

Uniform Investment Adviser Law Examination

Current Firm

WATERFRONT WEALTH INC.

WATERFRONT ASSET MANAGEMENT | WATERFRONT WEALTH MANAGEMENT | WATERFRONT WEALTH INC. | WATERFRONT WEALTH ADVISORS

CRD#: 173220 / SEC#: 801-110161

RIA

Registered Investment Advisory firm - (3/22/2017 Approved)

Kansas

Registered Investment Advisory firm - (3/29/2017 Terminated)

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Contact information

Main Address

6711 W 121st Street Suite 200, Overland Park, KS 66209

Mailing Address

Phone number

(913) 951-5800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATERFRONT WEALTH ADV PART 2 (6/18/2025)

Regulatory assets under management

Total Number of Accounts	4,120
AUM (Assets Under Management)	$ 890,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick S. Berch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick Steven Berch's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATERFRONT WEALTH INC.

ELEVATED CAPITAL ADVISORS, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

BLUE RIVER CAPITAL LLC

CLEARPATH WEALTH MANAGEMENT, L.C.

Primary Firm SEC Registration

WATERFRONT WEALTH INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/22/2010

Current Firm

WATERFRONT WEALTH INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATERFRONT WEALTH INC.

TRUST BUT VERIFY

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