Luke A. Bowes
Professional summary
Luke Alexander Bowes is a registered financial advisor currently at TVAMP, LLC located in Knoxville, Tennessee and LPL FINANCIAL LLC located in Knoxville, Tennessee.
Luke is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Luke has worked at 3 firms and has passed the Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Luke Alexander Bowes's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 26, 2021 - Present
TVAMP, LLC
Office #1: 6025 Brookvale Lane Suite 160, Knoxville, TN 37919April 12, 2021 - Present
LPL FINANCIAL LLC
Office #1: 6025 Brookvale Lane Ste 160, Knoxville, TN 37919August 3, 2018 - March 28, 2021
EVERCORE GROUP L.L.C.
November 1, 2013 - September 20, 2016
TVAMP, LLC
August 7, 2012 - September 28, 2016
LPL FINANCIAL LLC
Primary Firm SEC Registration
TVAMP, LLC
CRD#: 160321 / SEC#: 801-96325
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/12/2021)
(4/26/2021)
Exams
FINRA
Current Firm
TVAMP, LLC
CRD#: 160321 / SEC#: 801-96325
Contact information
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,768 |
| AUM (Assets Under Management) | $ 1,000,508,308 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TVAMP, LLC
CRD#: 160321Knoxville, TN 37919TRUST BUT VERIFY
Monitor Luke Bowes
Get automatic monthly alerts on: