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DR

Dennis R. Romney

OPPORTUNUS WEALTH MANAGEMENT
Cottonwood Heights, UT
Some features on this profile are disabled
CRD#: 5756865
DR

Professional summary

Dennis Ryan Romney, who also goes by Ryan Romney, is a registered financial advisor currently at OPPORTUNUS WEALTH MANAGEMENT, LLC located in Cottonwood Heights, Utah.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Dennis has worked at 6 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ryan Romney

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Ryan Romney's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 9, 2019 - Present

OPPORTUNUS WEALTH MANAGEMENT, LLC

RIA
CRD#: 300141
Cottonwood Heights, UT
Past

August 22, 2016 - May 16, 2019

GLOBAL RETIREMENT PARTNERS LLC

RIA
CRD#: 172011
Sandy, UT
Past

August 18, 2016 - May 14, 2019

LPL FINANCIAL LLC

BD
CRD#: 6413
SANDY, UT
Past

August 1, 2011 - August 22, 2016

PRINCIPAL SECURITIES, INC.

RIA
CRD#: 1137
SANDY, UT
Past

July 27, 2011 - August 22, 2016

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
SANDY, UT
Past

May 12, 2011 - July 26, 2011

KEY INVESTMENT SERVICES LLC

BD
CRD#: 136300
SALT LAKE CITY, UT
Past

June 16, 2010 - January 14, 2011

MORGAN STANLEY

RIA
CRD#: 149777
PURCHASE, NY
Past

April 13, 2010 - January 14, 2011

MORGAN STANLEY

BD
CRD#: 149777
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
OPPORTUNUS WEALTH MANAGEMENT, LLC
OPPORTUNUS WEALTH MANAGEMENT | RETIREMENT ADVOCATES | PARALLAX 401K | OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141 / SEC#: 801-122422

RIA
Registered Investment Advisory firm - (9/30/2021 Approved)
Oregon
Registered Investment Advisory firm - (5/2/2022 Terminated)
Utah
Registered Investment Advisory firm - (2/7/2022 Terminated)
Washington
Registered Investment Advisory firm - (4/25/2022 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(7/9/2019)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/15/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 5/28/2010
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/12/2010
General Securities Representative Examination

Current Firm

OW
OPPORTUNUS WEALTH MANAGEMENT, LLC
OPPORTUNUS WEALTH MANAGEMENT | RETIREMENT ADVOCATES | PARALLAX 401K | OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141 / SEC#: 801-122422

RIA
Registered Investment Advisory firm - (9/30/2021 Approved)
Oregon
Registered Investment Advisory firm - (5/2/2022 Terminated)
Utah
Registered Investment Advisory firm - (2/7/2022 Terminated)
Washington
Registered Investment Advisory firm - (4/25/2022 Terminated)
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Contact information

Main Address
Gig Harbor, WA
Mailing Address
11010 Harbor Hill Dr Ste B602, Gig Harbor, WA 98332
Phone number
(253) 254-5078
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/18/2025)
FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA PARALLAX 401K (3/18/2025)
FORM ADV PART 2A - OPPORTUNUS WEALTH MANAGEMENT LLC DBA RETIREMENT ADVOCATES (3/18/2025)

Regulatory assets under management

Total Number of Accounts306
AUM (Assets Under Management)$ 77,201,288

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

OPPORTUNUS WEALTH MANAGEMENT, LLC

CRD#: 300141Cottonwood Heights, UT

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