Thomas P. Curran
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Patrick Curran was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2012. Thomas had worked at 4 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2012 - July 31, 2012
CINCINNATI ANALYSTS, INC.
June 1, 2012 - June 19, 2012
LINCOLN INVESTMENT
March 15, 2012 - June 1, 2012
CINCINNATI ANALYSTS, INC.
January 1, 2012 - November 9, 2015
W&S BROKERAGE SERVICES, INC.
January 1, 2012 - November 9, 2015
TOUCHSTONE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CINCINNATI ANALYSTS, INC.
CRD#: 5478 / SEC#: 801-9678, 8-13791
Contact information
Disclosures
| Regulatory Event | 7 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
