Jeffrey L. Haxton

SGROI WEALTH ADVISORY GROUP

WEST SENECA, NY 14224

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CRD#: 5756656

Professional summary

Jeffrey Loren Haxton, CFP® is a registered financial advisor currently at SGROI WEALTH ADVISORY GROUP LLC located in West Seneca, New York and LPL FINANCIAL LLC located in West Seneca, New York.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Loren Haxton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

January 30, 2018 - Present

SGROI WEALTH ADVISORY GROUP LLC

Office #1: 965 Union Road, West Seneca, NY 14224

RIA

CRD#: 289764

WEST SENECA, NY

Current

July 10, 2025 - Present

LPL FINANCIAL LLC

Office #1: 965 Union Road, West Seneca, NY 14224

RIA

CRD#: 6413

WEST SENECA, NY

Past

July 10, 2025 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

FORT MILL, SC

Past

October 22, 2015 - July 10, 2025

CADARET, GRANT & CO., INC.

RIA

CRD#: 10641

WEST SENECA, NY

Past

October 20, 2010 - July 10, 2025

CADARET, GRANT & CO., INC.

CRD#: 10641

WEST SENECA, NY

Past

February 17, 2010 - October 15, 2010

SIGNATOR INVESTORS, INC.

CRD#: 468

WILLIAMSVILLE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SGROI WEALTH ADVISORY GROUP LLC

CRD#: 289764 / SEC#: 801-112067

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/10/2025)

IAR

Florida
(3/12/2018)

Florida
(7/10/2025)

Georgia
(7/10/2025)

Indiana
(7/10/2025)

Maryland
(7/10/2025)

IAR

New York
(6/8/2021)

New York
(7/10/2025)

IAR

North Carolina
(10/18/2018)

North Carolina
(7/10/2025)

Ohio
(7/10/2025)

IAR

South Carolina
(10/18/2018)

South Carolina
(7/10/2025)

IAR

Texas
(1/30/2018)

Texas
(7/10/2025)

Virginia
(7/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/20/2018

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/5/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/12/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/16/2010

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SGROI WEALTH ADVISORY GROUP LLC

CRD#: 289764 / SEC#: 801-112067

RIA

Registered Investment Advisory firm - (11/27/2017 Approved)

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Contact information

Main Address

965 Union Road, West Seneca, NY 14224

Mailing Address

Phone number

(716) 674-6700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SGROI WEALTH ADVISORY GROUP LLC FORM ADV PART 2A/3 (2/2/2026)

Regulatory assets under management

Total Number of Accounts	7,676
AUM (Assets Under Management)	$ 1,357,154,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeffrey L. Haxton

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Loren Haxton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CADARET, GRANT & CO., INC.

CADARET, GRANT & CO., INC.

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

SGROI WEALTH ADVISORY GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/20/2018

Series 63

Date: 3/5/2010

SIE

Date: 10/1/2018

Series 7

Date: 1/12/2011

Series 6

Date: 2/16/2010

FINRA

Current Firm

SGROI WEALTH ADVISORY GROUP LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SGROI WEALTH ADVISORY GROUP LLC

TRUST BUT VERIFY

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