John P. Witzenbocker
Professional summary
John Paul Witzenbocker, who also goes by John Paul Witzenbocker IV, is a registered financial professional currently at BAY CREST PARTNERS, LLC located in New York, New York.
John is registered as a RR (Registered Representative) and started their career in finance in 2010. John has worked at 5 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Paul Witzenbocker's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2023 - Present
BAY CREST PARTNERS, LLC
Office #1: 40 Wall Street 42nd Floor, New York, NY 10005July 1, 2014 - June 19, 2023
WHITAKER SECURITIES LLC
September 6, 2011 - June 12, 2014
BGC FINANCIAL, L.P.
October 18, 2010 - September 12, 2011
NEW ENGLAND SECURITIES
May 31, 2010 - September 14, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2023)
(6/21/2023)
(6/21/2023)
Exams
FINRA
Current Firm
BAY CREST PARTNERS, LLC
CRD#: 39944 / SEC#: , 8-48931
Contact information
FINRA licenses (26 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 16 |
Red Flags
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