RC

Robert J. Corcoran

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CRD#: 5756553
RC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert John Corcoran, who also goes by Bob Corcoran, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2014. Robert had worked at 1 firm .

Question & Answer


Are you a "fiduciary"?
No

Aliases


Bob Corcoran

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

May 15, 2014 - March 23, 2018

HUDSON ADVISORS

RIA
CRD#: 156078
DALLAS, TX

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HUDSON ADVISORS
HUDSON ADVISORS | LSTAR CAPITAL | HUDSON AMERICAS LLC | HUDSON AMERICAS L.P. | HUDSON ADVISORS NEW YORK L.P. | HUDSON ADVISORS L.P. AKA LSTAR CAPITAL | HUDSON ADVISORS L.P. (RELYING ADVISER) | HUDSON ADVISORS (CANADA), LLC AKA LSTAR CAPITAL | HUDSON ADVISORS (CANADA), LLC (RELYING ADVISER) | HUDSON ADVISORS (CANADA) LLC (RELYING ADVISOR)

CRD#: 156078 / SEC#: 801-72104

RIA
Registered Investment Advisory firm - (1/6/2011 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


HA
HUDSON ADVISORS
HUDSON ADVISORS | LSTAR CAPITAL | HUDSON AMERICAS LLC | HUDSON AMERICAS L.P. | HUDSON ADVISORS NEW YORK L.P. | HUDSON ADVISORS L.P. AKA LSTAR CAPITAL | HUDSON ADVISORS L.P. (RELYING ADVISER) | HUDSON ADVISORS (CANADA), LLC AKA LSTAR CAPITAL | HUDSON ADVISORS (CANADA), LLC (RELYING ADVISER) | HUDSON ADVISORS (CANADA) LLC (RELYING ADVISOR)

CRD#: 156078 / SEC#: 801-72104

RIA
Registered Investment Advisory firm - (1/6/2011 Approved)
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Contact information


Main Address
6688 North Central Expressway Suite 1400, Dallas, TX 75206
Mailing Address
Phone number
(214) 754-8400
Established
Firm type
Fiscal year end
# of Employees
289

SEC notice filing (2 States and Territories)


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Regulatory assets under management


Total Number of Accounts110
AUM (Assets Under Management)$ 38,122,607,655

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


HUDSON ADVISORS

CRD#: 156078

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