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MS

Mari S. Saour Hatano

IVP CAPITAL
New York, NY 10018
Some features on this profile are disabled
CRD#: 5756248
MS

Professional summary

Mari Somer Saour Hatano, who also goes by Mari Somer Hatano, Somer Hatano, Mari Somer Miyakawa, is a registered financial professional currently at IVP CAPITAL, LLC located in New York, New York.

Mari is registered as a RR (Registered Representative) and started their career in finance in 2010. Mari has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mari Somer Hatano | Somer Hatano | Mari Somer Miyakawa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mari Somer Saour Hatano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 16, 2016 - Present

IVP CAPITAL, LLC

Office #1: 54 West 40th Street, New York, NY 10018
BD
CRD#: 104197
New York, NY
Past

March 9, 2011 - January 8, 2016

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 22, 2010 - February 4, 2011

FLETCHERBENNETT CAPITAL LLC

BD
CRD#: 150847
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(2/16/2016)

Exams

State Security Law Exam
RR
Series 63
Date: 7/14/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/21/2010
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IC
IVP CAPITAL, LLC
INTERNATIONAL VENTURE PARTNERS, LLC | IVP SECURITIES, LLC | IVP CAPITAL, LLC | IVP

CRD#: 104197 / SEC#: , 8-52663

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
337 Noyac Path, Water Mill, NY 11976
Mailing Address
337 Noyac Path, Water Mill, NY 11976
Phone number
(212) 308-0940
Established
New York since 10/05/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EBERSTADT, OLIVER ROBERTCEO,CCO1808170
EBERSTADT, OLIVER ROBERTCEO, CHIEF COMPLIANCE OFFICER1808170
EBERSTADT, OLIVER ROBERT100% OWNER1808170
GRUTSCHUS, CHRISTIANPRINCIPAL5148714
MILLER, JASON BYRDCFO, COO, PRINCIPAL2430680

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IVP CAPITAL, LLC

CRD#: 104197New York, NY 10018

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