Jeremy M. Hauer

QUAD-CITIES INVESTMENT GROUP

Davenport, IA 52807

CRD#: 5756167

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Professional summary

Jeremy Michael Hauer, CFP® is a registered financial advisor currently at QUAD-CITIES INVESTMENT GROUP, LLC located in Davenport, Iowa.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jeremy has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Michael Hauer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

October 12, 2018 - Present

QUAD-CITIES INVESTMENT GROUP, LLC

Office #1: 5177 Utica Ridge Road, Davenport, IA 52807

RIA

CRD#: 154113

Davenport, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA

Registered Investment Advisory firm - (6/28/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/1/2022)

IAR

Iowa
(10/12/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/12/2018

Uniform Investment Adviser Law Examination

Current Firm

QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA

Registered Investment Advisory firm - (6/28/2010 Approved)

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Contact information

Main Address

5177 Utica Ridge Road, Davenport, IA 52807

Mailing Address

Phone number

(563) 484-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2017 ADV PART 2A (1/28/2026)

Regulatory assets under management

Total Number of Accounts	1,546
AUM (Assets Under Management)	$ 425,502,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy M. Hauer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy Michael Hauer's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUAD-CITIES INVESTMENT GROUP, LLC

Primary Firm SEC Registration

QUAD-CITIES INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/12/2018

Current Firm

QUAD-CITIES INVESTMENT GROUP, LLC

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUAD-CITIES INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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