Christian A. Haesslein
Professional summary
Christian Alexander Haesslein is a registered financial professional currently at DZ FINANCIAL MARKETS LLC located in New York, New York.
Christian is registered as a RR (Registered Representative) and started their career in finance in 2010. Christian has worked at 1 firm and has passed the Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christian Alexander Haesslein's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 29, 2010 - Present
DZ FINANCIAL MARKETS LLC
Office #1: One Vanderbilt - 49th Floor Main Office, New York, NY 10017Office #2: One Vanderbilt 49th Floor, New York, NY 10017State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
DZ FINANCIAL MARKETS LLC
CRD#: 47098 / SEC#: , 8-51687
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK FRANKFURT AM MAIN (DZ BANK AG) | SHAREHOLDER | |
| ENGLERT, CHRISTIAN | DIRECTOR - BOARD MEMBER | 7938811 |
| KATTAN, EMILE | CHIEF COMPLIANCE OFFICER | 5080805 |
| KWAN, SAUPING | FINOP | 2314707 |
| MCCANN, NORAH ELIZABETH MS | DIRECTOR | 5081651 |
| ORTOLF, HELMUT PIUS | DIRECTOR - BOARD MEMBER | |
| SUMMERER, GERHARD JR | PRESIDENT | 2662173 |
Red Flags
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