Joshua R. Johnson
Professional summary
Joshua Roland Johnson, who also goes by Joshua R Johnson, Joshua Roland Johnson, Joshua Johnson, is a registered financial advisor currently at MDRN CAPITAL located in Sarasota, Florida.
Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Joshua has worked at 10 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Roland Johnson's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 27, 2023 - Present
MDRN CAPITAL
September 19, 2022 - June 28, 2023
OSAIC SERVICES, INC.
July 12, 2022 - June 28, 2023
OSAIC SERVICES, INC.
December 22, 2021 - February 4, 2022
SEVERIN INVESTMENTS LLC
May 24, 2018 - September 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 24, 2018 - September 21, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2015 - August 29, 2017
CETERA INVESTMENT ADVISERS LLC
June 24, 2015 - August 29, 2017
CETERA INVESTMENT SERVICES LLC
July 8, 2014 - June 3, 2015
PNC WEALTH MANAGEMENT LLC
July 8, 2014 - June 3, 2015
PNC WEALTH MANAGEMENT LLC
June 28, 2012 - July 14, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 28, 2012 - July 14, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
June 22, 2012 - July 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
June 22, 2012 - July 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
November 21, 2011 - June 28, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 18, 2011 - June 28, 2012
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 8, 2010 - January 11, 2011
COUNTRY CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
MDRN CAPITAL
CRD#: 325950 / SEC#: 801-130784
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/27/2023)
Exams
Series 7TO
Date: 9/19/2022
General Securities Representative ExaminationCurrent Firm
MDRN CAPITAL
CRD#: 325950 / SEC#: 801-130784
Contact information
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 978 |
| AUM (Assets Under Management) | $ 160,866,017 |
Red Flags
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