Evan Zlotnick

FORESIDE FUND SERVICES

New York, NY 10020

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CRD#: 5755632

Professional summary

Evan Zlotnick, who also goes by Evan Michael Zlotnick, Evan Zlotnick, is a registered financial professional currently at FORESIDE FUND SERVICES, LLC located in New York, New York.

Evan is registered as a RR (Registered Representative) and started their career in finance in 2010. Evan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Evan Michael Zlotnick | Evan Zlotnick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Zlotnick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2017 - Present

FORESIDE FUND SERVICES, LLC

Office #1: 1251 Avenue Of The Americas Suite 4102, New York, NY 10020

CRD#: 46106

New York, NY

Past

July 20, 2016 - June 19, 2017

NUVEEN ASSET MANAGEMENT, LLC

RIA

CRD#: 155584

DelRay Beach, FL

Past

May 2, 2016 - June 19, 2017

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

September 23, 2013 - May 4, 2016

INCAPITAL DISTRIBUTORS LLC

CRD#: 156622

BOCA RATON, FL

Past

September 3, 2013 - May 4, 2016

INSPEREX LLC

CRD#: 101420

BOCA RATON, FL

Past

September 29, 2010 - August 23, 2013

SIGNATOR INVESTORS, INC.

CRD#: 468

BOCA RATON, FL

Past

April 16, 2010 - August 16, 2010

IAA FINANCIAL LLC

CRD#: 6578

WEST PALM BEACH, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/16/2017)

Florida
(8/16/2017)

Georgia
(8/16/2017)

North Carolina
(8/16/2017)

Puerto Rico
(8/16/2017)

South Carolina
(1/2/2025)

Virginia
(8/16/2017)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/7/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/15/2010

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 6/17/2009

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

FORESIDE FUND SERVICES, LLC | FORUM FUND SERVICES, LLC

CRD#: 46106 / SEC#: , 8-51293

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

190 Middle Street Suite 301, Portland, ME 04101

Mailing Address

190 Middle Street Suite 301, Portland, ME 04101

Phone number

(207) 553-7110

Established

Delaware since 09/08/1998

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FORESIDE DISTRIBUTORS, LLC	SOLE MEMBER
COWAN, TERESA MARIA KAZMIERSKI	PRES/MANAGER/DIRECTOR	1544189
EDELMAN, GABRIEL	SECRETARY	6654419
LA FOND, SUSAN LORENE	TREASURER	4512785
LANZA, CHRISTOPHER CONTE	VICE PRESIDENT	2184856
MACCHIA, KATE SCHENDEL	VICE PRESIDENT	4863973
SOMMERS, WESTON	CFO/FINOP	5290145
STROUT, ALICIA KIMBERLY	CHIEF COMPLIANCE OFFICER/VICE PRESIDENT	6320351

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Evan Zlotnick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Evan Zlotnick's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN ASSET MANAGEMENT, LLC

NUVEEN SECURITIES, LLC

INCAPITAL DISTRIBUTORS LLC

INSPEREX LLC

SIGNATOR INVESTORS, INC.

IAA FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2016

Series 63

Date: 5/7/2010

SIE

Date: 10/1/2018

Series 7

Date: 4/15/2010

Series 3

Date: 6/17/2009

FINRA

Current Firm

FORESIDE FUND SERVICES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

FORESIDE FUND SERVICES, LLC

TRUST BUT VERIFY

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