Eric S. Fitzgerald

ALPHA OMEGA WEALTH MANAGEMENT

Staunton, VA 24401

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CRD#: 5755529

Professional summary

Eric S Fitzgerald, CFP® is a registered financial advisor currently at ALPHA OMEGA WEALTH MANAGEMENT, LLC located in Staunton, Virginia.

Eric is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Eric has worked at 5 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Tax Planning

Estate Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

Do you have an area of expertise or specialization?

AUM

Financial Psychology/Coaching

Investment Advice with Ongoing...

Retirement Planning & Distribu...

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric S Fitzgerald's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

February 20, 2018 - Present

ALPHA OMEGA WEALTH MANAGEMENT, LLC

Office #1: 2815 North Augusta Suite A, Staunton, VA 24401

RIA

CRD#: 149842

Staunton, VA

Past

September 8, 2016 - February 20, 2018

TVAMP, LLC

RIA

CRD#: 160321

KNOXVILLE, TN

Past

August 16, 2016 - January 11, 2018

LPL FINANCIAL LLC

CRD#: 6413

KNOXVILLE, TN

Past

June 2, 2014 - June 24, 2016

WEALTH MANAGEMENT CORPORATION

RIA

CRD#: 162282

KNOXVILLE, TN

Past

January 18, 2013 - June 4, 2014

DAY WEALTH MANAGEMENT, INC.

RIA

CRD#: 141803

KNOXVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALPHA OMEGA WEALTH MANAGEMENT, LLC

ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD#: 149842 / SEC#: 801-70136

RIA

Registered Investment Advisory firm - (4/21/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(2/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/27/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/14/2012

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/11/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2016

General Securities Representative Examination

Current Firm

ALPHA OMEGA WEALTH MANAGEMENT, LLC

ALPHA OMEGA INVESTMENT ADVISORS | GLEN ALLEN DESIGNS, LLC | ALPHA OMEGA WEALTH MANAGEMENT, LLC

CRD#: 149842 / SEC#: 801-70136

RIA

Registered Investment Advisory firm - (4/21/2009 Approved)

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Contact information

Main Address

7202 Glen Forest Drive Suite 300, Richmond, VA 23226

Mailing Address

Phone number

(804) 955-1600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B (3/26/2025)

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,282
AUM (Assets Under Management)	$ 905,828,765

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/08/2025	Cover Page	Report
07/29/2024	Cover Page	Report
07/31/2023	Cover Page	Report
12/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Firm Stability Insights

Eric S. Fitzgerald

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eric S Fitzgerald's CRS (Customer Relationship Summary).

Certified licenses

Experience

TVAMP, LLC

LPL FINANCIAL LLC

WEALTH MANAGEMENT CORPORATION

DAY WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

ALPHA OMEGA WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/27/2016

Series 65

Date: 7/14/2012

SIE

Date: 1/11/2018

Series 7

Date: 8/16/2016

Current Firm

ALPHA OMEGA WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ALPHA OMEGA WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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