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Stuart W. Huckin

WATERLOO CAPITAL
DALLAS, TX 75201
Some features on this profile are disabled
CRD#: 5755455
SH

Professional summary

Stuart W Huckin is a registered financial advisor currently at WATERLOO CAPITAL located in Dallas, Texas.

Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Stuart has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stuart W Huckin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2025 - Present

WATERLOO CAPITAL

Office #1: 2425 Cedar Springs Rd, Dallas, TX 75201
RIA
CRD#: 133705
DALLAS, TX
Past

February 17, 2021 - October 11, 2023

TRUIST ADVISORY SERVICES, INC.

RIA
CRD#: 283390
DALLAS, TX
Past

February 17, 2021 - October 11, 2023

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
DALLAS, TX
Past

February 24, 2017 - February 17, 2021

BB&T SECURITIES, LLC

RIA
CRD#: 142785
RICHMOND, VA
Past

February 24, 2017 - February 17, 2021

BB&T SECURITIES, LLC

BD
CRD#: 142785
RICHMOND, VA
Past

August 18, 2014 - August 4, 2017

USCA RIA LLC

RIA
CRD#: 152170
DALLAS, TX
Past

August 18, 2014 - February 27, 2017

USCA SECURITIES LLC

BD
CRD#: 103789
DALLAS, TX
Past

May 11, 2010 - September 15, 2014

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
DALLAS, TX
Past

April 2, 2010 - September 15, 2014

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WATERLOO CAPITAL
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT

CRD#: 133705 / SEC#: 801-63975

RIA
Registered Investment Advisory firm - (3/11/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(3/3/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/10/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2010
General Securities Representative Examination

Current Firm

WATERLOO CAPITAL
WATERLOO CAPITAL
AMG WEALTH ADVISORS | WATERLOO CAPITAL, L.P. | WATERLOO CAPITAL MANAGEMENT | WATERLOO CAPITAL | VIRTUS PRIVATE WEALTH MANAGEMENT | TEAM PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL | PLANNINGWORKS, INC. | MARKET STREET CAPITAL | LIGHTHOUSE FINANCIAL ADVISORS LLC | LIGHTHOUSE FINANCIAL | LIBERTY PARK | IRONCLAD STRATEGIES | HAP NIELSEN INVESTMENTS | ELEMENT RETIREMENT & INVESTMENT CONSULTANTS, LLC | EBERLY WEALTH MANAGEMENT

CRD#: 133705 / SEC#: 801-63975

RIA
Registered Investment Advisory firm - (3/11/2005 Approved)
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Contact information

Main Address
2801 Via Fortuna Suite 250, Austin, TX 78746
Mailing Address
Phone number
(512) 777-5900
Established
Firm type
Fiscal year end
# of Employees
54

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WATERLOO CAPITAL WRAP FEE PROGRAM BROCHURE (12/23/2025)
WATERLOO CAPITAL PART 2A (12/23/2025)

Regulatory assets under management

Total Number of Accounts6,775
AUM (Assets Under Management)$ 1,686,618,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WATERLOO CAPITAL

WATERLOO CAPITAL

CRD#: 133705Dallas, TX 75201

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