JP
John C. Polovick
KEYSTONE PRIVATE WEALTH
Palm Desert, CA 92260
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CRD#: 5755205
JP
Professional summary
John C Polovick is a registered financial advisor currently at KEYSTONE PRIVATE WEALTH located in Palm Desert, California and PURSHE KAPLAN STERLING INVESTMENTS located in Palm Desert, California.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. John has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 1.Keystone Wealth Services, LLC d/b/a Keystone Private Wealth 2. Investment related - Yes 3. 73575 El Paseo Ste 2300 Palm Desert, CA 92260 4. RIA 5. Senior Financial Advisor 6. 11/2022 7. 160 8. 150 9. Service clients through financial services such as financial planning and advisory account services 10. Advisory fees 2) 1. Rental Property 2. Investment related - No 3. 80592 Denton Dr Indio CA 92203 4. Real Estate Rental / Commerical / Property / Mgmt Srvcs 5. Owner 6. 05/2017 7. 2 8. 0 9. Maintain tenant 10. Rental Income 3) HOA Invest; Investment Related; 73575 El Paseo, Ste 2300, Palm Desert CA 92260; HOA Software; Advisor; 10/2023; 10 hrs/mo; 10 hrs during trading; California laws AB2912 and 1100 recently enacted for all HOAs in the state. HOA Invest provides a software solution for signed recommendations from treasurer/board members regarding the purchase of Tbills and CDs.
CRS (Client Relationship Summary) - RIA
Click below to view John C Polovick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2022 - Present
KEYSTONE PRIVATE WEALTH
Office #1: 73575 El Paseo Suite 2300, Palm Desert, CA 92260RIA
CRD#: 301924
Palm Desert, CA
Current
December 5, 2022 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 73575 El Paseo Ste. 2300, Palm Desert, CA 92260BD
CRD#: 35747
Palm Desert, CA
Past
August 3, 2020 - November 4, 2022
MARINER ADVISOR NETWORK
RIA
CRD#: 283824
Rancho Mirage, CA
Past
August 3, 2020 - December 13, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
RANCHO MIRAGE, CA
Past
July 13, 2018 - August 5, 2020
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
August 28, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
PALM DESERT, CA
Past
August 26, 2015 - August 4, 2020
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
PALM DESERT, CA
Past
July 28, 2014 - August 25, 2015
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
INDIO, CA
Past
October 1, 2012 - August 25, 2015
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
INDIO, CA
Past
February 17, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
PALM DESERT, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KP
KEYSTONE PRIVATE WEALTH
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
CRD#: 301924 / SEC#: 801-121495
RIA
Registered Investment Advisory firm - (6/22/2021 Approved)California
Registered Investment Advisory firm - (7/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/5/2022)
IAR
California(11/2/2022)
RR
California(12/5/2022)
RR
Colorado(12/5/2022)
RR
Idaho(12/5/2022)
RR
Indiana(12/5/2022)
RR
Nevada(12/5/2022)
RR
New Mexico(12/5/2022)
RR
North Carolina(12/5/2022)
RR
Ohio(12/5/2022)
RR
Pennsylvania(1/9/2025)
RR
South Carolina(12/5/2022)
RR
Texas(12/5/2022)
IAR
Texas(1/4/2023)
RR
Utah(12/5/2022)
RR
Washington(12/5/2022)
RR
Wisconsin(12/5/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KP
KEYSTONE PRIVATE WEALTH
CYPRESS PRIVATE WEALTH | KEYSTONE WEALTH SERVICES, LLC | KEYSTONE PRIVATE WEALTH
CRD#: 301924 / SEC#: 801-121495
RIA
Registered Investment Advisory firm - (6/22/2021 Approved)California
Registered Investment Advisory firm - (7/25/2021 Terminated)Texas
Registered Investment Advisory firm - (6/25/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
73575 El Paseo Suite 2300, Palm Desert, CA 92260
Mailing Address
Phone number
(760) 818-7020
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,308 |
| AUM (Assets Under Management) | $ 692,123,348 |
Red Flags
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Company Information
KEYSTONE PRIVATE WEALTH
CRD#: 301924Palm Desert, CA 92260TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
