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IS

Ishita Shah

Some features on this profile are disabled
CRD#: 5755023
IS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ishita Shah was a registered financial professional .

Ishita is a previously registered financial professional and started their career in finance in 2010. Ishita had worked at 2 firms and has passed the Series 65 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 27, 2020 - February 11, 2025

ALIGN IMPACT, LLC

RIA
CRD#: 176516
New York, NY
Past

March 10, 2010 - August 12, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
WOODBRIDGE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALIGN IMPACT, LLC
ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA
Registered Investment Advisory firm - (5/1/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 2/11/2020
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7
Date: 3/9/2010
General Securities Representative Examination

Current Firm

AI
ALIGN IMPACT, LLC
ALIGN IMPACT | ALIGN IMPACT, LLC

CRD#: 176516 / SEC#: 801-96173

RIA
Registered Investment Advisory firm - (5/1/2015 Approved)
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Contact information

Main Address
1001 Bannock St 3rd Floor, Denver, CO 80204
Mailing Address
Phone number
(805) 243-8055
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A-ALIGN IMPACT, LLC (3/31/2025)

Regulatory assets under management

Total Number of Accounts139
AUM (Assets Under Management)$ 782,266,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALIGN IMPACT, LLC

CRD#: 176516

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