Clifford H. Wildes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Clifford Harland Wildes, who also goes by Cliff Wildes, was a registered financial professional .
Clifford is a previously registered financial professional and started their career in finance in 2011. Clifford had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 24, 2016 - September 6, 2017
STILLPOINT CAPITAL, LLC
March 2, 2016 - March 21, 2016
CONCORDIUS CAPITAL ADVISORS
June 15, 2015 - December 15, 2015
CONCORDIUS CAPITAL ADVISORS
October 24, 2014 - October 16, 2015
TOBIN & COMPANY SECURITIES LLC
March 21, 2011 - October 22, 2014
STILLPOINT CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 6/28/2011
Corporate Securities Limited Representative ExaminationCurrent Firm
STILLPOINT CAPITAL, LLC
CRD#: 133146 / SEC#: , 8-66688
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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