WB
William Bruckner
WOODSTOCK WEALTH MANAGEMENT
West Palm Beach, FL 33401
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CRD#: 5754875
WB
Professional summary
William Bruckner is a registered financial advisor currently at WOODSTOCK WEALTH MANAGEMENT, INC. located in West Palm Beach, Florida.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. William has worked at 5 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Banyan Private Wealth; investment related; 515 N. Flagler Drive, Suite P-300, West Palm Beach, FL 33401 & 951 Yamato Rd., Boca Raton, FL 33431; non-securities related insurance business, running branch office of Woodstock, and paying expenses in relation to Woodstock branch office; owner; started 05/16/2016 (name changed 06/30/2016); devotes approximately 4 hours a month which only approximately 1 hour during trading hours; duties include selling non-securities related insurance, paying expenses in relation to Woodstock branch office, and running branch office of Woodstock.
CRS (Client Relationship Summary) - RIA
Click below to view William Bruckner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2018 - Present
WOODSTOCK WEALTH MANAGEMENT, INC.
Office #1: 515 N. Flagler Drive Suite 100, West Palm Beach, FL 33401RIA
CRD#: 283472
West Palm Beach, FL
Past
May 17, 2016 - November 8, 2018
WOODSTOCK FINANCIAL GROUP, INC.
RIA
CRD#: 38095
Boca Raton, FL
Past
May 17, 2016 - February 5, 2018
WOODSTOCK FINANCIAL GROUP, INC.
BD
CRD#: 38095
Boca Raton, FL
Past
July 3, 2012 - June 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PALM BEACH, FL
Past
July 2, 2012 - June 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PALM BEACH, FL
Past
October 15, 2010 - October 27, 2010
SANFORD C. BERNSTEIN & CO., LLC
RIA
CRD#: 104474
WEST PALM BEACH, FL
Past
May 10, 2010 - July 11, 2012
ALLIANCEBERNSTEIN L.P.
RIA
CRD#: 108477
WEST PALM BEACH, FL
Past
February 9, 2010 - July 11, 2012
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
WEST PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
Registered Investment Advisory firm - (3/30/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(7/30/2018)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WW
WOODSTOCK WEALTH MANAGEMENT, INC.
ASSET MANAGEMENT STRATEGIES | WOODSTOCK WEALTH MANAGEMENT, INC. | VERITAS FINANCIAL GROUP | TOMOLONIS FINANCIAL, LLC | SHIFT FINANCIAL GROUP, INC. | LOTUS POSITIONS, LLC | HALL WEALTH MANAGEMENT, LLC | FITZSIMMONS FINANCIAL SERVICES, LLC | FIT FINANCIAL | FIRST CHOICE FINANCIAL GROUP | FINTECH WEALTH MANAGEMENT, LLC | FESSLER FINANCIAL | EDGEWOOD FINANCIAL GROUP | COVENANT WEALTH MANAGEMENT | CBG FINANCIAL, INC. | BANYAN PRIVATE WEALTH
CRD#: 283472 / SEC#: 801-112663
RIA
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Contact information
Main Address
250 River Park North Drive, Woodstock, GA 30188
Mailing Address
Phone number
(800) 279-4468
Established
Firm type
Fiscal year end
# of Employees
26
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,834 |
| AUM (Assets Under Management) | $ 629,939,767 |
Red Flags
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