David R. Lapuma

GATEPASS CAPITAL

INDEPENDENCE, OH 44131

Some features on this profile are disabled

CRD#: 5754662

Professional summary

David Richard Lapuma, CFP® is a registered financial advisor currently at GATEPASS CAPITAL, LLC located in Independence, Ohio.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. David has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. GatePass Capital Holdings, LLC is the parent company of GatePass Capital, LLC, a registered investment adviser. Same address as GatePass Capital, LLC in Independence, Ohio. Managing Director position started in 03/2024. 5 hrs/week, 0% during securities trading hours. Duties include: parent company management duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Lapuma's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 26, 2024 - Present

GATEPASS CAPITAL, LLC

Office #1: 5005 Rockside Road Suite 230, Independence, OH 44131

RIA

CRD#: 329404

INDEPENDENCE, OH

Past

January 3, 2019 - March 28, 2024

INVERNESS SECURITIES, LLC

CRD#: 129914

CLEVELAND, OH

Past

August 14, 2015 - December 12, 2018

ZELMAN PARTNERS, LLC

CRD#: 145187

BAY VILLAGE, OH

Past

April 22, 2013 - May 26, 2015

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

March 1, 2012 - April 9, 2013

AMERICA NORTHCOAST SECURITIES, INC.

CRD#: 16076

CLEVELAND, OH

Past

February 29, 2012 - April 9, 2013

NORTHCOAST RESEARCH PARTNERS, LLC

CRD#: 149109

CLEVELAND, OH

Past

September 15, 2011 - November 21, 2011

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

RICHFIELD, OH

Past

July 13, 2011 - November 21, 2011

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

RICHFIELD, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GATEPASS CAPITAL, LLC

CRD#: 329404 / SEC#: 801-129402

RIA

Registered Investment Advisory firm - (2/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(9/26/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2011

General Securities Representative Examination

Current Firm

GATEPASS CAPITAL, LLC

CRD#: 329404 / SEC#: 801-129402

RIA

Registered Investment Advisory firm - (2/5/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5005 Rockside Road Suite 230, Independence, OH 44131

Mailing Address

Phone number

(833) 428-3727

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GATEPASS CAPITAL BROCHURE - MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	245
AUM (Assets Under Management)	$ 174,637,568

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/24/2025	Cover Page	Report
01/28/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Boris Kagarlitskiy

KEY INVESTMENT SERVICES LLC

IAR

University Heights, OH

Andrew Crock

STRATEGIC ADVISERS LLC

IAR

NORTH OLMSTED, OH

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David R. Lapuma

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Richard Lapuma's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVERNESS SECURITIES, LLC

ZELMAN PARTNERS, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

AMERICA NORTHCOAST SECURITIES, INC.

NORTHCOAST RESEARCH PARTNERS, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

Primary Firm SEC Registration

GATEPASS CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/2011

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2011

Current Firm

GATEPASS CAPITAL, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

GATEPASS CAPITAL, LLC

TRUST BUT VERIFY

Similar Advisors