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DR

David J. Radowski

Some features on this profile are disabled
CRD#: 5754430
DR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David James Radowski was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2010. David had worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 4, 2017 - November 23, 2021

SPECTRUM INVESTMENT ADVISORS, INC.

RIA
CRD#: 108669
MEQUON, WI
Past

August 12, 2016 - April 19, 2017

INDEPENDENT FINANCIAL PARTNERS

RIA
CRD#: 125112
Milwaukee, WI
Past

August 9, 2016 - April 27, 2017

LPL FINANCIAL LLC

BD
CRD#: 6413
MILWAUKEE, WI
Past

October 1, 2015 - June 24, 2016

ONEAMERICA SECURITIES, INC.

RIA
CRD#: 4173
Milwaukee, WI
Past

October 1, 2015 - June 24, 2016

ONEAMERICA SECURITIES, INC.

BD
CRD#: 4173
INDIANAPOLIS, IN
Past

January 30, 2015 - October 1, 2015

BMO INVESTMENT DISTRIBUTORS, LLC

BD
CRD#: 146711
MILWAUKEE,, WI
Past

November 12, 2013 - January 30, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

BD
CRD#: 137115
MILWAUKEE, WI
Past

October 31, 2013 - February 5, 2015

BMO HARRIS FINANCIAL ADVISORS, INC.

RIA
CRD#: 137115
MILWAUKEE, WI
Past

April 9, 2010 - April 27, 2012

ALLSPRING FUNDS MANAGEMENT, LLC

RIA
CRD#: 110841
CHARLOTTE, NC
Past

March 9, 2010 - April 27, 2012

ALLSPRING FUNDS DISTRIBUTOR, LLC

BD
CRD#: 133366
MENOMONEE FALLS, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SI
SPECTRUM INVESTMENT ADVISORS, INC.
CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA
Registered Investment Advisory firm - (11/9/1999 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/30/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/27/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/8/2010
General Securities Representative Examination

Current Firm

SI
SPECTRUM INVESTMENT ADVISORS, INC.
CHRISTIANSEN INVESTMENTS INC | SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669 / SEC#: 801-56966

RIA
Registered Investment Advisory firm - (11/9/1999 Approved)
PREMIUM
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Contact information

Main Address
6329 West Mequon Road, Mequon, WI 53092
Mailing Address
Phone number
(262) 238-4010
Established
Firm type
Fiscal year end
# of Employees
24

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIA FORM ADV PART 2A BROCHURE (3/12/2025)

Regulatory assets under management

Total Number of Accounts1,026
AUM (Assets Under Management)$ 849,662,094

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SPECTRUM INVESTMENT ADVISORS, INC.

CRD#: 108669

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