Elysabeth D. Sohl
Professional summary
Elysabeth Dawn Sohl, who also goes by Elysabeth Dawn Alldredge, Elysabeth Dawn Gardenhire, Elysabeth Dawn Sohl, is a registered financial professional currently at USAA INVESTMENT SERVICES COMPANY located in San Antonio, Texas.
Elysabeth is registered as a RR (Registered Representative) and started their career in finance in 2012. Elysabeth has worked at 6 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elysabeth Dawn Sohl's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2023 - Present
USAA INVESTMENT SERVICES COMPANY
Office #1: 9800 Fredericksburg Road, San Antonio, TX 78288May 2, 2018 - September 28, 2020
INDEPENDENT FINANCIAL GROUP, LLC
May 2, 2018 - September 28, 2020
INDEPENDENT FINANCIAL GROUP, LLC
August 3, 2015 - November 11, 2016
SORRENTO PACIFIC FINANCIAL, LLC
July 31, 2015 - November 11, 2016
SORRENTO PACIFIC FINANCIAL, LLC
January 14, 2014 - April 30, 2018
CUSO FINANCIAL SERVICES, L.P.
January 14, 2014 - April 30, 2018
CUSO FINANCIAL SERVICES, L.P.
July 1, 2013 - December 23, 2013
CHARLES SCHWAB & CO., INC.
November 30, 2012 - December 23, 2013
CHARLES SCHWAB & CO., INC.
August 16, 2012 - November 21, 2012
LPL FINANCIAL LLC
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/22/2023
General Securities Representative ExaminationSeries 99TO
Date: 9/22/2023
Operations Professional ExaminationFINRA
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
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