Natina Carlton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Natina Carlton, who also goes by Natina L Burns, Natina Lynn Burns, Natina Burns, Natina Meetchu Chow, Natina Chow, Natina L Gunter, Natina Lynn Gunter, Natina L Pierce, Natina Lynn Pierce, was a registered financial professional .
Natina is a previously registered financial professional and started their career in finance in 2015. Natina had worked at 4 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2023 - October 9, 2023
MWM ADVISORY GROUP, LLC
February 5, 2021 - October 11, 2022
J.P. MORGAN SECURITIES LLC
January 21, 2021 - October 11, 2022
J.P. MORGAN SECURITIES LLC
February 25, 2020 - November 10, 2020
COMPASS FINANCIAL ADVISORS LLC
June 18, 2015 - January 15, 2016
FSC SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 2/5/2021
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
MWM ADVISORY GROUP, LLC
CRD#: 310866 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 21,000,030 |
Red Flags
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