BD
Bruce A. Dehaan
VOYA FINANCIAL ADVISORS
West Des Moines, IA
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CRD#: 5754163
BD
Professional summary
Bruce Alan Dehaan is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in West Des Moines, Iowa.
Bruce is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Bruce has worked at 3 firms and has passed the Series 66, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WESTERN HILLS PARENT TEACHER ORGANIZATION POSITION: Co-Treasurer NATURE: This position serves a two-year term. First year is served as backup to the headtreasurer, second year is serving as treasurer for the West Des Moines PTO group. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2024 ADDRESS: 600 39th St, West Des Moines IA 50265, United States DESCRIPTION: Attending meetings, voting on motions, managing group budget, and writing checks approved by another officer
CRS (Client Relationship Summary) - RIA
Click below to view Bruce Alan Dehaan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bruce Alan Dehaan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 4, 2015 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
West Des Moines, IA
Current
October 31, 2013 - Present
VOYA FINANCIAL ADVISORS, INC.
RIA
BD
CRD#: 2882
West Des Moines, IA
Past
May 3, 2010 - October 10, 2013
ALLSPRING FUNDS MANAGEMENT, LLC
RIA
CRD#: 110841
MENOMONEE FALLS, WI
Past
March 8, 2010 - October 10, 2013
ALLSPRING FUNDS DISTRIBUTOR, LLC
BD
CRD#: 133366
MENOMONEE FALLS, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/17/2025)
RR
California(10/17/2025)
RR
Connecticut(11/22/2024)
IAR
Connecticut(11/22/2024)
RR
Georgia(10/17/2025)
RR
Indiana(10/17/2025)
RR
Iowa(10/31/2013)
IAR
Iowa(8/4/2015)
RR
Minnesota(10/17/2025)
RR
Nevada(10/17/2025)
RR
New Hampshire(10/17/2025)
RR
New Jersey(10/17/2025)
RR
South Carolina(10/17/2025)
RR
Tennessee(10/17/2025)
RR
Texas(10/17/2025)
IAR
Texas(10/20/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 5/1/2025
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
