Alex D. Andreasen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alex Damgaard Andreasen JR, who also goes by Alex D Andreasen Jr, was a registered financial advisor .
Alex is a previously registered financial advisor and started their career in finance in 1974. Alex had worked at 8 firms and has passed the Series 63, SIE, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2005 - June 29, 2017
KOVACK SECURITIES INC.
July 8, 1997 - February 14, 2005
A. G. EDWARDS & SONS, INC.
August 11, 1993 - February 14, 2005
A. G. EDWARDS & SONS, INC.
December 14, 1987 - August 3, 1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 14, 1987 - August 3, 1993
EQUITABLE ADVISORS, LLC
May 30, 1986 - November 30, 1987
AMERICAN INVESTORS COMPANY
August 27, 1979 - May 15, 1985
TOWER SQUARE SECURITIES, INC.
April 3, 1978 - August 16, 1979
NEW ENGLAND SECURITIES
February 11, 1974 - August 20, 1974
HARTFORD VARIABLE ANNUITY LIFE LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 10/24/1994
AMEX Put and Call ExamSeries 1
Date: 3/20/1978
Registered Representative ExaminationCurrent Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
