Travis S. Jennings
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Travis Scott Jennings was a registered financial professional .
Travis is a previously registered financial professional and started their career in finance in 2012. Travis had worked at 5 firms and has passed the Series 65, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2019 - February 16, 2023
FINANCE CAPE
September 20, 2018 - April 17, 2019
DEMPSEY LORD SMITH, LLC
July 14, 2018 - April 26, 2019
DEMPSEY LORD SMITH, LLC
April 11, 2017 - September 26, 2018
CLARAPHI ADVISORY NETWORK, LLC
February 16, 2015 - May 11, 2015
ACCURATE WEALTH MANAGEMENT, LLC
June 7, 2012 - April 26, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
FINANCE CAPE
CRD#: 300190 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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