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TJ

Travis Scott Jennings

CRD# 5753812·Registered 2012 - 2023
Previously Registered: Being a previously registered professional could mean that Travis is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Travis Scott Jennings was a registered financial advisor. Travis was a previously registered financial professional and started their career in finance 2012 - 2023. Travis had worked at 5 firms and has passed the Series 65, SIE and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

FINANCE CAPE·CRD# 300190
RIA
Wesley Chapel, FL
March 14, 2019 - February 16, 2023
DEMPSEY LORD SMITH, LLC·CRD# 141238
RIA
Tampa, FL
September 20, 2018 - April 17, 2019
DEMPSEY LORD SMITH, LLC·CRD# 141238
BD
Tampa, FL
July 14, 2018 - April 26, 2019
CLARAPHI ADVISORY NETWORK, LLC·CRD# 165868
RIA
Tampa, FL
April 11, 2017 - September 26, 2018
ACCURATE WEALTH MANAGEMENT, LLC·CRD# 172966
RIA
West Chappel, FL
February 16, 2015 - May 11, 2015
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.·CRD# 132070
RIA
Wesley Chapel, FL
June 7, 2012 - April 26, 2017

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Current Firm

FC
FINANCE CAPE

ENCOMPASS FINANCIAL GROUP INC. | FINANCE CAPE

CRD#: 300190

Contact Information

Main Address

Wesley Chapel, FL

Mailing Address

Po Box 1310, Riverview, FL 33568

Phone Number

(800) 296-2602

# of Employees

3

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

JENNINGS CAPE LLC; 7138 HANDCART ROAD, WESLEY CHAPEL, FL 33545; INVESTMENT RELATED; INSURANCE; PRESIDENT/INSURANCE AGENT; 01/2021; EXPLAIN AND OFFER INSURANCE PRODUCTS; APPROXIMATELY 32 HOURS A MONTH/ 32 HOURS DURING TRADING. Jennings Family Foundation 501c3; 7138 Handcart Road, Wesley Chapel, FL 33545; Investment Related; Charity; Vice President; 04/2020; Charity was set up to support the community efforts funded by my wife and I; Approximately 4 hours per month/4 hours per month during trading. Tajel Holdings LLC; 7138 Handcart Road, Wesley Chapel, FL 33545; Investment Related; Holding company; Manager; 02/2022; Holding company for future after tax investments; Approximately 1 hour per month/1 hour per month during trading.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2011About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Jul 2018About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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