Craig V. Herman
Professional summary
Craig Vincent Herman, who also goes by Craig Herman, is a registered financial professional currently at STIRLINGSHIRE INVESTMENTS located in New York City, New York.
Craig is registered as a RR (Registered Representative) and started their career in finance in 2010. Craig has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Vincent Herman's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2023 - Present
STIRLINGSHIRE INVESTMENTS
Office #1: 15 W 38th St Suite 704, New York City, NY 10018June 9, 2022 - October 11, 2022
STIRLINGSHIRE INVESTMENTS
December 23, 2020 - July 27, 2021
WORDEN CAPITAL MANAGEMENT LLC
June 1, 2011 - September 25, 2012
EQUITABLE ADVISORS, LLC
September 23, 2010 - March 15, 2011
OBSIDIAN FINANCIAL GROUP, LLC
February 9, 2010 - July 19, 2010
JOHN THOMAS FINANCIAL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2024)
(6/28/2024)
(5/2/2023)
Exams
Series 7TO
Date: 12/23/2020
General Securities Representative ExaminationFINRA
Current Firm
STIRLINGSHIRE INVESTMENTS
CRD#: 310576 / SEC#: , 8-70616
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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