Jeffrey M. Isom
Professional summary
Jeffrey Michael Isom, who also goes by Jeff Isom, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Weatherford, Texas and CHARLES SCHWAB & CO., INC. located in Indianapolis, Indiana.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jeffrey has worked at 9 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Michael Isom's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 21, 2021 - Present
SCHWAB WEALTH ADVISORY, INC.
November 30, 2016 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482November 30, 2016 - September 21, 2021
CHARLES SCHWAB & CO., INC.
September 1, 2016 - October 31, 2016
FIRST COMMAND ADVISORY SERVICES
August 30, 2016 - October 31, 2016
FIRST COMMAND BROKERAGE SERVICES, INC.
May 20, 2016 - July 15, 2016
CREATIVE PLANNING
July 23, 2014 - May 9, 2016
SECURITIES AMERICA ADVISORS, INC.
July 22, 2014 - May 9, 2016
SECURITIES AMERICA, INC.
April 6, 2010 - January 8, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 6, 2010 - July 14, 2014
TD AMERITRADE, INC.
March 3, 2010 - July 14, 2014
TD AMERITRADE, INC.
Primary Firm SEC Registration
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(10/11/2021)
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(11/30/2016)
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Exams
FINRA
Nasdaq Stock Market
Current Firm
SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
Contact information
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
