Michael C. Corales

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CRD#: 5753679

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Clyde Corales was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 2010. Michael had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)11/04/2022 - TLWM Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/04/2022 - Notary - Inv Rel - State of TX - Start: 11/2022 3)11/09/2022 - TLWM Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 10/25/2022 - 160 Hours Per Month/0 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through TLWM Financial , an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

November 9, 2022 - February 29, 2024

TLWM FINANCIAL

RIA

CRD#: 158305

SAN ANTONIO, TX

Past

November 4, 2022 - March 8, 2024

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

March 3, 2021 - August 12, 2022

EDELMAN FINANCIAL ENGINES

RIA

CRD#: 104510

SAN ANTONIO, TX

Past

March 1, 2017 - February 22, 2021

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

La Vista, NE

Past

March 1, 2017 - February 22, 2021

SECURITIES AMERICA, INC.

CRD#: 10205

Omaha, NE

Past

May 11, 2010 - December 23, 2016

TD AMERITRADE, INC.

RIA

CRD#: 7870

OMAHA, NE

Past

May 11, 2010 - December 23, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OMAHA, NE

Past

March 1, 2010 - December 23, 2016

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2010

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/27/2010

General Securities Representative Examination

Current Firm

TLWM FINANCIAL

CRD#: 158305 / SEC#: 801-79214

RIA

Registered Investment Advisory firm - (2/28/2014 Approved)

Texas

Registered Investment Advisory firm - (3/3/2014 Terminated)

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Contact information

Main Address

40 Ne Loop 410 Suite 644, San Antonio, TX 78216

Mailing Address

Phone number

+1 (877) 348-8822

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	2,008
AUM (Assets Under Management)	$ 577,253,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael C. Corales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

EDELMAN FINANCIAL ENGINES

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

Primary Firm SEC Registration

TLWM FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2010

SIE

Date: 10/1/2018

Series 7

Date: 2/27/2010

Current Firm

TLWM FINANCIAL

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TLWM FINANCIAL

TRUST BUT VERIFY

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