Stephen Kent Swanson
Professional Summary
Stephen Kent Swanson, who also goes by Stephen K Swanson, Steve Swanson, Stephen Swanson, was a registered financial advisor. Stephen was a previously registered financial professional and started their career in finance 2010 - 2023. Stephen had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Stephen K Swanson, Steve Swanson, Stephen Swanson
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
HOURGLASS WEALTH, LLC | WISE WEALTH, LLC | INSIGHT WEALTH, LLC
Contact Information
Main Address
11 Se 2nd St., Lee's Summit, MO 64063Phone Number
(816) 246-9473# of Employees
10Regulatory Assets Under Management
Total Number of Accounts
2,758AUM (Assets Under Management)
$304,176,037Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2010About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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