Willie F. Crooms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Willie Fay Crooms was a registered financial professional .
Willie is a previously registered financial professional and started their career in finance in 1971. Willie had worked at 6 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2010 - January 24, 2017
FORESTERS EQUITY SERVICES, INC.
August 1, 2008 - May 27, 2010
NATIONWIDE SECURITIES, LLC
October 26, 1998 - August 1, 2008
1717 CAPITAL MANAGEMENT COMPANY
September 24, 1985 - November 2, 1998
BMA FINANCIAL SERVICES, INC.
June 14, 1983 - October 24, 1983
VOYAGER SECURITIES, INC.
July 22, 1977 - April 5, 1983
VOYAGER SECURITIES, INC.
May 17, 1971 - January 3, 1977
BMA SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/12/1971
Registered Representative ExaminationCurrent Firm
FORESTERS EQUITY SERVICES, INC.
CRD#: 18464 / SEC#: 801-77880, 8-36703
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE INDEPENDENT ORDER OF FORESTERS ("IOF") | OWNER | |
| GERB, JASON HARRIS | CHIEF COMPLIANCE OFFICER | 3021815 |
| GIL, JUDITH ELAINE | VICE PRESIDENT COMPLIANCE | 2707895 |
| MALECHUK, LAURA ANN | FINANCIAL OPERATIONS PRINCIPAL | 1105982 |
| MCDONOUGH, MARK E | VP OPERATIONS | 4254608 |
| REABURN, PAUL DOUGLAS | DIRECTOR | 4125521 |
| SMITH, FRANK LEO | PRESIDENT | 2080590 |
| SMITH, FRANK LEO | DIRECTOR | 2080590 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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