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PL

Peter H. La Vine

MSEC
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 5753424
PL

Professional summary


Peter Howard La Vine, who also goes by Peter Howard Lavine, Peter Howard La VIne, is a registered financial professional currently at MSEC, LLC located in Overland Park, Kansas.

Peter is registered as a RR (Registered Representative) and started their career in finance in 2015. Peter has worked at 6 firms and has passed the SIE and Series 99 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Peter Howard Lavine | Peter Howard La Vine

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Peter Howard La Vine's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 7, 2025 - Present

MSEC, LLC

Office #1: 5700 W 112th Street Suite 500, Overland Park, KS 66211
BD
CRD#: 154327
Overland Park, KS
Past

October 15, 2021 - May 18, 2023

JUSTLY MARKETS LLC

BD
CRD#: 159572
NEW YORK, NY
Past

February 14, 2020 - September 30, 2021

STONEX FINANCIAL INC.

BD
CRD#: 45993
NEW YORK, NY
Past

August 30, 2019 - November 5, 2019

AUERBACH GRAYSON & COMPANY LLC

BD
CRD#: 30761
NEW YORK, NY
Past

July 9, 2018 - January 23, 2019

CASTLEOAK SECURITIES, LP

BD
CRD#: 125334
NEW YORK, NY
Past

October 18, 2016 - January 9, 2018

TELSEY ADVISORY GROUP LLC

BD
CRD#: 148234
NEW YORK, NY
Past

July 29, 2015 - February 23, 2016

AUERBACH GRAYSON & COMPANY LLC

BD
CRD#: 30761
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 7/29/2015
Operations Professional Examination
SRO Registrations
RR
FINRA

Current Firm


ML
MSEC, LLC
MARINER | MSEC, LLC | MONTAGE SECURITIES, LLC | MARINER WEALTH ADVISORS | MARINER WEALTH

CRD#: 154327 / SEC#: , 8-68627

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Mailing Address
5700 W 112th Street Suite 500, Overland Park, KS 66211
Phone number
(913) 904-5700
Established
Delaware since 05/13/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MARINER WEALTH ADVISORS, LLCMEMBER
DORIAN, ANNE JENELLEPRESIDENT5736231
ERSKINE, ANN TERESACHIEF COMPLIANCE OFFICER5071135
STEIGHNER, KAREN ANNPFO/POO/FINOP1100675

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MSEC, LLC

CRD#: 154327Overland Park, KS 66211

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