SF
Steven D. Fullerton
KINGDOM FINANCIAL GROUP
Peoria, AZ 85381
Some features on this profile are disabled
CRD#: 5753285
SF
Professional summary
Steven David Fullerton SR., who also goes by Steven David Fullerton, is a registered financial advisor currently at KINGDOM FINANCIAL GROUP, LLC located in Peoria, Arizona.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Steven has worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven David Fullerton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Fullerton Financial Planning; investment related: Yes; Location of the business: 14155 N 83rd Ave Peoria AZ 85381; Description of the business: Financial Planning; Position Title: Financial Advisor & Licensed Insurance Agent; Responsibilities Duties: Provide financial planning strategies; Start date with business: 2011-01-05; Hours devoted to business during trading hours: 20; Hours devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 50.
Sparty Marketing Inc.; Is the business investment related: NO; Location of the business: 14155 N 83 Ave 144, Peoria, AZ 85381; Description of the business: A marketing organization which does not provide services to clients (C-corp.) ; Position Title: Shareholder; Responsibilities Duties: n/a; Start date with business:/ /04/06/2015; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business:0.
14155 N. 83 Ave., LLC; Is the business investment related: no; Location of the business: 14155 N 83 Ave 144, Peoria, AZ 85381; Description of the business: a commercial lease entity, which does not offer services to clients; Position Title: Member; Responsibilities Duties: n/a; Start date with business: 12/12/2013; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
Fullerton Foundation; investment related: NO; Location of the business: 14155 N 83 Ave 144, Peoria, AZ 85381; Description of the business: Charitable foundation, 502c3 non-profit; Position Title: Member; Responsibilities Duties: n/a; Start date with business: 2/20/2019; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business:0.
CRS (Client Relationship Summary) - RIA
Click below to view Steven David Fullerton SR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 26, 2011 - Present
KINGDOM FINANCIAL GROUP, LLC
Office #1: 14155 N. 83 Ave #144, Peoria, AZ 85381RIA
CRD#: 155676
Peoria, AZ
Past
March 1, 2010 - October 28, 2010
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
SUN CITY, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KINGDOM FINANCIAL GROUP, LLC
KINGDOM FINANCIAL GROUP, LLC
CRD#: 155676 / SEC#: 801-113161
RIA
Registered Investment Advisory firm - (7/2/2018 Approved)Arizona
Registered Investment Advisory firm - (7/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/26/2011)
IAR
Texas(3/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
KF
KINGDOM FINANCIAL GROUP, LLC
KINGDOM FINANCIAL GROUP, LLC
CRD#: 155676 / SEC#: 801-113161
RIA
Registered Investment Advisory firm - (7/2/2018 Approved)Arizona
Registered Investment Advisory firm - (7/5/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
14155 N. 83 Ave #144, Peoria, AZ 85381
Mailing Address
Phone number
(623) 974-0300
Established
Firm type
Fiscal year end
# of Employees
40
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,954 |
| AUM (Assets Under Management) | $ 340,595,756 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
