Mark Chester Franczyk

Name: Kestra Advisory Services LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Director of Finance Start Date: 8/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Non-client focused practice management and operations Name: CHRISTOPHER STREET FINANCIAL POSITION: Chief Operating Office NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2020 ADDRESS: 475 Park Avenue South, Suite 2100, New York NY 10016, United States DESCRIPTION: Oversight of all aspect of practice management including: Strategic Planning Team Coordination FP&A Data & Reporting Policies & Procedures Legal / Compliance Special Projects Name: CHRISTOPHER STREET FINANCIAL POSITION: Chief Executive Officer NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2023 ADDRESS: 475 Park Avenue South, Suite 2100, New York NY 10016 DESCRIPTION: Accountable for strategic oversight and execution, ensuring that Christopher Street Financial has a clearly defined, long-term plan and is executing against that plan according to a shared vision. Accountability includes managing the Company's overall operations, driving profitability, delegating and directing agendas, and managing the Company's organizational structure.