Martin J. Flaherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin James Flaherty was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2010. Martin had worked at 5 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 16, 2026 - March 12, 2026
TH GLOBAL CAPITAL ADVISORS INC.
January 5, 2021 - June 1, 2023
GP BULLHOUND INC.
January 21, 2014 - August 28, 2020
NOMURA SECURITIES INTERNATIONAL, INC.
October 20, 2010 - January 15, 2014
PETSKY PRUNIER SECURITIES, LLC
February 2, 2010 - February 7, 2011
TAYLOR FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
TH GLOBAL CAPITAL ADVISORS INC.
CRD#: 334543 / SEC#: , 8-71329
Contact information
Documents
Red Flags
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