Martin J. Flaherty
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin James Flaherty was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 2010. Martin had worked at 4 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2021 - June 1, 2023
GP BULLHOUND INC.
January 21, 2014 - August 28, 2020
NOMURA SECURITIES INTERNATIONAL, INC.
October 20, 2010 - January 15, 2014
PETSKY PRUNIER SECURITIES, LLC
February 2, 2010 - February 7, 2011
TAYLOR FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GP BULLHOUND INC.
CRD#: 147794 / SEC#: , 8-67930
Contact information
FINRA licenses (13 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
