DG
Daniel C. Goodwin
PROVIDENT WEALTH ADVISORS
The Woodlands, TX 77380
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CRD#: 5752768
DG
Professional summary
Daniel Coral Goodwin, who also goes by Dan Goodwin, is a registered financial advisor currently at PROVIDENT WEALTH ADVISORS, LLC located in The Woodlands, Texas and ACCURATE WEALTH MANAGEMENT, LLC located in The Woodlands, Texas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 6 firms and has passed the Series 63, Series 65, Series 6TO, Series 22TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dan Goodwin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Coral Goodwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2011 - Present
PROVIDENT WEALTH ADVISORS, LLC
Office #1: 25511 Budde Rd. Suite 1002, The Woodlands, TX 77380RIA
CRD#: 157392
The Woodlands, TX
Current
November 10, 2022 - Present
ACCURATE WEALTH MANAGEMENT, LLC
Office #1: 25511 Budde Road Suite 2301, The Woodlands, TX 77380RIA
CRD#: 298137
The Woodlands, TX
Current
June 3, 2024 - Present
GREAT POINT CAPITAL LLC
Office #1: 25511 Budde Road Suite 1002, The Woodland, TX 77380BD
CRD#: 114203
The Woodland, TX
Past
March 9, 2022 - June 6, 2024
AAG CAPITAL, INC
BD
CRD#: 188
The Woodlands, TX
Past
February 18, 2010 - January 3, 2012
GRADIENT ADVISORS, LLC
RIA
CRD#: 152665
THE WOODLANDS, TX
Past
January 26, 2010 - February 17, 2010
GRADIENT INVESTMENTS, LLC
RIA
CRD#: 141726
ARDEN HILLS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/3/2024)
RR
Alaska(6/3/2024)
RR
Arizona(6/3/2024)
RR
Arkansas(6/3/2024)
RR
California(6/3/2024)
RR
Colorado(6/3/2024)
RR
Connecticut(6/3/2024)
RR
Delaware(6/18/2024)
RR
District of Columbia(6/3/2024)
RR
Florida(6/3/2024)
RR
Georgia(6/3/2024)
RR
Hawaii(6/6/2024)
RR
Idaho(6/6/2024)
RR
Illinois(6/3/2024)
RR
Indiana(6/3/2024)
RR
Iowa(6/7/2024)
RR
Kansas(6/3/2024)
RR
Kentucky(6/3/2024)
IAR
Louisiana(8/29/2016)
RR
Louisiana(6/3/2024)
RR
Maine(6/4/2024)
RR
Maryland(6/3/2024)
RR
Massachusetts(6/3/2024)
RR
Michigan(6/3/2024)
RR
Minnesota(6/3/2024)
RR
Mississippi(6/3/2024)
RR
Missouri(6/3/2024)
RR
Montana(6/6/2024)
RR
Nebraska(6/3/2024)
RR
Nevada(6/3/2024)
RR
New Hampshire(6/6/2024)
RR
New Jersey(6/3/2024)
RR
New Mexico(6/3/2024)
RR
New York(6/3/2024)
RR
North Carolina(6/3/2024)
RR
North Dakota(6/10/2024)
RR
Ohio(6/3/2024)
RR
Oklahoma(6/3/2024)
RR
Oregon(6/3/2024)
RR
Pennsylvania(6/3/2024)
RR
Rhode Island(6/28/2024)
RR
South Carolina(6/3/2024)
RR
South Dakota(6/3/2024)
IAR
Texas(6/15/2011)
RR
Texas(6/3/2024)
RR
Utah(6/3/2024)
RR
Vermont(6/5/2024)
RR
Virginia(6/3/2024)
RR
Washington(6/3/2024)
RR
West Virginia(6/6/2024)
RR
Wisconsin(6/3/2024)
RR
Wyoming(6/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 4/28/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
RR
Series 22TO
Date: 2/18/2022
Direct Participation Programs Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ACCURATE WEALTH MANAGEMENT, LLC
ACCURATE WEALTH MANAGEMENT, LLC | SEACURE ADVISORS, LLC | RHODES CAPITAL MANAGEMENT, INC | PROVIDENT WEALTH MANAGEMENT, LLC | PLANNING NETWORK PARTNERS, LLC | OBJECTIVE ADVISORY | NORTHLAND RETIREMENT GROUP | MEDALLION FINANCIAL RESOURCES | CENTRIC CAPITAL ADVISORS, LLC | CCA FAMILY OFFICES | BREEZE FINANCIAL, LLC | BERTELSEN ASSET MANAGEMENT, LLC | BERTELSEN & TAYLOR ASSET MANAGEMENT, LLC
CRD#: 298137 / SEC#: 801-117600
RIA
Registered Investment Advisory firm - (11/6/2019 Approved)Florida
Registered Investment Advisory firm - (11/12/2019 Terminated)New Jersey
Registered Investment Advisory firm - (11/30/2019 Terminated)Tennessee
Registered Investment Advisory firm - (11/13/2019 Terminated)Texas
Registered Investment Advisory firm - (11/12/2019 Terminated)Wisconsin
Registered Investment Advisory firm - (11/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Ashley Oaks Circle, Wesley Chapel, FL 33544
Mailing Address
Phone number
(813) 994-0984
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,363 |
| AUM (Assets Under Management) | $ 1,148,887,091 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ACCURATE WEALTH MANAGEMENT, LLC
CRD#: 298137The Woodlands, TX 77380TRUST BUT VERIFY
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