William B. Trotter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Blake Trotter, who also goes by William B Trotter, William Trotter, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2010. William had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2016 - May 14, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
December 15, 2016 - May 14, 2019
BBVA SECURITIES INC.
January 3, 2013 - November 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 12, 2012 - November 1, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 24, 2010 - September 19, 2012
AMERICAN FIDELITY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
