Karen L. Brown

GH&J INVESTMENT ADVISORY SERVICES

Los Angeles, CA 90017

Some features on this profile are disabled

CRD#: 5752555

Professional summary

Karen Laumann Brown is a registered financial advisor currently at GH&J INVESTMENT ADVISORY SERVICES, LLC located in Los Angeles, California.

Karen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Karen has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I AM A SENIOR MANAGER IN THE FIRM OF GREEN HASSON & JANKS, LLP. THE BUSINESS ACTIVITY OF GREEN HASSON & JANKS LLP IS NOT INVESTMENT RELATED. THE ADDRESS IS 10990 WILSHIRE BLVD., 16TH FLOOR, LOS ANGELES, CA 90024. GREEN HASSON & JANKS LLP IS A FULL SERVICE ACCOUNTING FIRM PROVIDING AUDIT AND TAX SERVICES TO ITS CLIENTS. I STARTED AT GREEN HASSON & JANKS IN 1980. I DEVOTE 150 HOURS A MONTH TO GREEN HASSON & JANKS ON A MONTHLY BASIS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Laumann Brown's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 27, 2010 - Present

GH&J INVESTMENT ADVISORY SERVICES, LLC

Office #1: 700 S. Flower St., Suite 3300, Los Angeles, CA 90017

RIA

CRD#: 145524

Los Angeles, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/27/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/21/2010

Uniform Investment Adviser Law Examination

Current Firm

GH&J INVESTMENT ADVISORY SERVICES, LLC

CRD#: 145524 / SEC#:

California

Registered Investment Advisory firm - (1/29/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

700 S. Flower St., Suite 3300, Los Angeles, CA 90017

Mailing Address

Phone number

(310) 873-1600

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jon Neuhaus

MORGAN STANLEY

IAR

El Segundo, CA

Kenneth Hickman

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brea, CA

John Powell

EQUITABLE ADVISORS, LLC

IAR

Los Angeles, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Karen L. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Karen Laumann Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

GH&J INVESTMENT ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/21/2010

Current Firm

GH&J INVESTMENT ADVISORY SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

GH&J INVESTMENT ADVISORY SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors