Abel A. Santibanez
Professional summary
Abel Alexander Santibanez, who also goes by Alex Santibanez, Alexander Santibanez, is a registered financial advisor currently at MASON & ASSOCIATES, INC. located in Los Angeles, California.
Abel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Abel has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Abel Alexander Santibanez's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 5, 2018 - Present
MASON & ASSOCIATES, INC.
Office #1: 7474 North Figueroa Street Suite 100, Los Angeles, CA 90041September 11, 2017 - July 5, 2018
THE LEADERS GROUP, INC.
May 21, 2010 - October 12, 2015
HILLTOP SECURITIES INC.
Primary Firm SEC Registration
MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/5/2018)
Exams
Current Firm
MASON & ASSOCIATES, INC.
CRD#: 141303 / SEC#: 801-67068
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,822 |
| AUM (Assets Under Management) | $ 631,260,155 |
Red Flags
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