Blake J. Harris
Professional summary
Blake Joseph Harris, who also goes by Blake Harris, is a registered financial professional currently at TEMPLUM MARKETS LLC located in New York, New York.
Blake is registered as a RR (Registered Representative) and started their career in finance in 2010. Blake has worked at 4 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Blake Joseph Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2022 - Present
TEMPLUM MARKETS LLC
Office #1: 315 Madison Ave 3rd Fl, New York, NY 10017November 8, 2017 - April 22, 2022
U.S. BANCORP INVESTMENTS, INC.
July 23, 2015 - November 7, 2017
WELLS FARGO SECURITIES, LLC
November 29, 2010 - July 2, 2015
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2022)
(6/30/2022)
Exams
Series 79TO
Date: 3/27/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
TEMPLUM MARKETS LLC
CRD#: 102840 / SEC#: , 8-52169
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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