Solomon C. Lao

LAO, SOLOMON C.

Upland, CA 91786

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CRD#: 5751988

Professional summary

Solomon C Lao is a registered financial advisor currently at LAO, SOLOMON C. located in Upland, California.

Solomon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Solomon has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A REAL ESTATE AGENT FOR RE/MAX REALTY 100 FOR THE PAST 6 YEARS. THIS IS A NON- INVESTMENT REALTED BUSINESS. 20855 GOLDEN SPRINGS DR. #200, DIAMOND BAR, CA 91789. APPROX. 20 HRS/WEEK.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Solomon C Lao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 14, 2011 - Present

LAO, SOLOMON C.

Office #1: 99 E. C. St. Suite 203 B, Upland, CA 91786

RIA

CRD#: 158696

Upland, CA

Past

October 1, 2010 - September 22, 2011

OAK STREET SECURITIES, INC.

CRD#: 133591

FOREST LAKE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/14/2011)

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Exams

State Security Law Exam

IAR

Series 66

Date: 11/18/2010

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/29/2010

General Securities Representative Examination

Current Firm

LAO, SOLOMON C.

LAO, SOLOMON C. | SOLOMON CHIA LAO | LAO, SOLOMON CHIA

CRD#: 158696 / SEC#:

California

Registered Investment Advisory firm - (9/14/2011 Approved)

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Contact information

Main Address

99 E. C. St. Suite 203 B, Upland, CA 91786

Mailing Address

Phone number

909-254-5600 EXT 801

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Solomon C. Lao

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Solomon C Lao's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAO, SOLOMON C.

OAK STREET SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/18/2010

Series 7

Date: 9/29/2010

Current Firm

LAO, SOLOMON C.

Contact information

Documents

Red Flags

Company Information

LAO, SOLOMON C.

TRUST BUT VERIFY

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