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SL

Solomon C. Lao

LAO, SOLOMON C.
SAN GABRIEL, CA 91776
Some features on this profile are disabled
CRD#: 5751988
SL

Professional summary

Solomon C Lao is a registered financial advisor currently at LAO, SOLOMON C. located in San Gabriel, California.

Solomon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Solomon has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Solomon C Lao's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 14, 2011 - Present

LAO, SOLOMON C.

Office #1: 1939 Denton Ave Suite B, San Gabriel, CA 91776
RIA
CRD#: 158696
SAN GABRIEL, CA
Past

October 1, 2010 - September 22, 2011

OAK STREET SECURITIES, INC.

BD
CRD#: 133591
FOREST LAKE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/14/2011)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/18/2010
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 9/29/2010
General Securities Representative Examination

Current Firm

LS
LAO, SOLOMON C.
LAO, SOLOMON C. | SOLOMON CHIA LAO | LAO, SOLOMON CHIA

CRD#: 158696 / SEC#:

California
Registered Investment Advisory firm - (2/4/2026 Termination Requested)
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Contact information

Main Address
1939 Denton Ave Suite B, San Gabriel, CA 91776
Mailing Address
Phone number
(626) 864-9038
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LAO, SOLOMON C.

CRD#: 158696San Gabriel, CA 91776

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