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NC

Nathaniel Maurice Christensen

BOFA SECURITIES

CHICAGO, IL

·CRD# 5751595·16 years experience

Professional Summary

Nathaniel Maurice Christensen, who also goes by Nate Christensen, Nathaniel M Christensen, Nathaniel Christensen, is a registered financial advisor currently at BOFA SECURITIES, INC. located in Chicago, Illinois. Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2010. Nathaniel has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nate Christensen, Nathaniel M Christensen, Nathaniel Christensen

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

BOFA SECURITIES, INC.·CRD# 283942

RIA

BD

110 N Wacker Dr Gbam - Global Equities, Chicago, IL 60606

November 3, 2022 - Present

JEFFERIES LLC·CRD# 2347

BD

Chicago, IL

July 30, 2018 - October 26, 2022

VIRTU ITG LLC·CRD# 29299

BD

Chicago, IL

November 17, 2014 - July 27, 2018

FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162

BD

Geneva, IL

February 11, 2013 - November 20, 2014

SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509

BD

Geneva, IL

June 19, 2012 - December 31, 2013

CHASE INVESTMENT SERVICES CORP.·CRD# 25574

BD

Chicago, IL

February 10, 2010 - May 25, 2012

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Current Firm

BS

BOFA SECURITIES, INC.

BOFA SECURITIES, INC. | BOFAML SECURITIES, INC.

CRD#: 283942 / SEC#: 801-112640, 8-69787

RIA

Registered Investment Advisory firm - SEC (3/29/2018 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

One Bryant Park, New York, NY 10036

Mailing Address

150 N College St Nc1-028-29-04, Charlotte, NC 28255

Phone Number

(646) 743-2734

Established

Delaware since 09/01/2015

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

317

SEC notice filing (2 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 2 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BOFA SECURITIES, INC. RESEARCH SERVICES (3/20/2026)

Direct owners and executive officers

Name	Position	CRD#
NB HOLDINGS CORPORATION	SOLE STOCKHOLDER	—
BHATIA, KASHYAP P	CHIEF COMPLIANCE OFFICER / BROKER DEALER	6110368
BOURNE, STUART MARK	DIRECTOR & CHIEF EXECUTIVE OFFICER, STATE DESIGNATED PRINCIPAL	6611063
CHEPUCAVAGE, LAURA P	DIRECTOR, STATE DESIGNATED PRINCIPAL	4672504
GADKARI, SARANG RAJAN	DIRECTOR	2522409
MCQUEEN, MATTHEW C	DIRECTOR	4204052
MOONEY, SARA RATHBONE	CHIEF FINANCIAL OFFICER	7616382
RAE, GLEN ALEXANDER	CHIEF LEGAL OFFICER	6300829
SANTANNA, VINCENT C.	CHIEF OPERATIONS OFFICER & FINOP	5290525
STAGG, JENNIFER C	CHIEF COMPLIANCE OFFICER / REGISTERED INVESTMENT ADVISER	2597167

Disclosures

Regulatory Event

76

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BS

BOFA SECURITIES, INC.

BOFA SECURITIES, INC. | BOFAML SECURITIES, INC.

CRD#: 283942 / SEC#: 801-112640, 8-69787

RIA

Registered Investment Advisory firm - SEC (3/29/2018 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(11/3/2022)

RR

Alaska
(11/3/2022)

RR

Arizona
(11/3/2022)

RR

Arkansas
(11/3/2022)

RR

California
(11/3/2022)

RR

Colorado
(11/3/2022)

RR

Connecticut
(11/3/2022)

RR

Delaware
(11/3/2022)

RR

District of Columbia
(11/3/2022)

RR

Florida
(11/3/2022)

RR

Georgia
(11/3/2022)

RR

Hawaii
(11/3/2022)

RR

Idaho
(11/3/2022)

RR

Illinois
(11/3/2022)

RR

Indiana
(11/3/2022)

RR

Iowa
(11/3/2022)

RR

Kansas
(11/3/2022)

RR

Kentucky
(11/3/2022)

RR

Louisiana
(11/3/2022)

RR

Maine
(11/3/2022)

RR

Maryland
(11/3/2022)

RR

Massachusetts
(11/3/2022)

RR

Michigan
(11/3/2022)

RR

Minnesota
(11/3/2022)

RR

Mississippi
(11/3/2022)

RR

Missouri
(11/3/2022)

RR

Montana
(11/3/2022)

RR

Nebraska
(11/3/2022)

RR

Nevada
(11/3/2022)

RR

New Hampshire
(11/3/2022)

RR

New Jersey
(11/3/2022)

RR

New Mexico
(11/3/2022)

RR

New York
(11/3/2022)

RR

North Carolina
(11/3/2022)

RR

North Dakota
(11/3/2022)

RR

Ohio
(11/3/2022)

RR

Oklahoma
(11/3/2022)

RR

Oregon
(11/3/2022)

RR

Pennsylvania
(11/3/2022)

RR

Puerto Rico
(11/3/2022)

RR

Rhode Island
(11/3/2022)

RR

South Carolina
(11/3/2022)

RR

South Dakota
(11/3/2022)

RR

Tennessee
(11/3/2022)

RR

Texas
(11/3/2022)

RR

Utah
(11/3/2022)

RR

Vermont
(11/3/2022)

RR

Virgin Islands
(11/3/2022)

RR

Virginia
(11/3/2022)

RR

Washington
(11/3/2022)

RR

West Virginia
(11/3/2022)

RR

Wisconsin
(11/3/2022)

RR

Wyoming
(11/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2010About the Series 63 exam

Series 57TO — Securities Trader Exam

Passed Jan 2023About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Feb 2015

Series 7 — General Securities Representative Examination

Passed May 2011About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Feb 2010About the Series 6 exam

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SRO Registrations

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SRO Registrations

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FINRA

SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

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SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

Texas Stock Exchange LLC

SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Nathaniel Maurice Christensen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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NC

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