Timothy D. Kolesaire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Daniel Kolesaire, who also goes by Timothy Daniel Kolesaire Mr, Timothy Kolesaire, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2010. Timothy had worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 28, 2021 - March 17, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 13, 2021 - March 7, 2022
FIDELITY BROKERAGE SERVICES LLC
September 28, 2015 - January 6, 2016
ASSETMARK, INC.
September 28, 2015 - January 6, 2016
ASSETMARK BROKERAGE, LLC
February 2, 2015 - September 15, 2015
CURIAN CAPITAL, LLC
February 2, 2015 - September 15, 2015
CURIAN CLEARING, LLC
August 12, 2013 - January 26, 2015
CURIAN CAPITAL, LLC
May 25, 2011 - January 26, 2015
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 12, 2010 - February 24, 2011
LPL FINANCIAL LLC
October 21, 2010 - February 24, 2011
LPL FINANCIAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 5/13/2021
General Securities Representative ExaminationCurrent Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
