Anand K K. Nair
Professional summary
Anand K K Nair, who also goes by Anand K Nair, Anand Krishna Nair, Anand Krishnan Nair, Anand Nair, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Las Vegas, Nevada.
Anand K is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Anand K has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anand K K Nair's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Anand K K Nair's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2026 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148April 1, 2026 - Present
PARK AVENUE SECURITIES LLC
Office #1: 8906 Spanish Ridge Avenue Suite 110, Las Vegas, NV 89148October 9, 2023 - May 12, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 5, 2023 - May 12, 2026
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
October 26, 2017 - October 5, 2023
PARK AVENUE SECURITIES LLC
October 16, 2017 - October 5, 2023
PARK AVENUE SECURITIES LLC
October 17, 2016 - September 15, 2017
EAGLE STRATEGIES LLC
July 25, 2016 - September 15, 2017
NYLIFE SECURITIES LLC
July 14, 2015 - April 15, 2016
MML INVESTORS SERVICES, LLC
July 3, 2015 - July 6, 2015
MML INVESTORS SERVICES, LLC
June 11, 2015 - April 15, 2016
MML INVESTORS SERVICES, LLC
February 20, 2014 - May 21, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
January 27, 2014 - May 21, 2015
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 24, 2013 - January 7, 2014
J.P. MORGAN SECURITIES LLC
April 12, 2013 - January 7, 2014
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/1/2026)
(4/2/2026)
Exams
FINRA
Current Firm
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.