George W. Sugden
Professional summary
George William Sugden, CFP®, CIMA®, CPWA® is a registered financial advisor currently at SUGDEN WEALTH MANAGEMENT, LLC located in Denver, Colorado.
George is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. George has worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view George William Sugden's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2011
Start date: 2019-08-30
Expire date: 2023-11-30
Experience
January 1, 2013 - Present
SUGDEN WEALTH MANAGEMENT, LLC
Office #1: 100 Fillmore Street Suite 562, Denver, CO 80206December 16, 2011 - October 1, 2012
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
December 14, 2011 - October 1, 2012
RAYMOND JAMES FINANCIAL SERVICES, INC.
February 5, 2010 - November 10, 2011
MORGAN STANLEY
February 5, 2010 - November 10, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/1/2013)
Exams
Current Firm
SUGDEN WEALTH MANAGEMENT, LLC
CRD#: 165766 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 76 |
| AUM (Assets Under Management) | $ 48,000,000 |
Red Flags
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