James K. Glasheen

PARALLEL ADVISORS

DENVER, CO 80209

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CRD#: 5750170

Professional summary

James Kevin Glasheen III, CFP®, who also goes by James Kevin Glasheen, Jimmy Glasheen, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Denver, Colorado.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Kevin Glasheen | Jimmy Glasheen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eireann Financial Services; not investment-related; Thornton, CO; insurance; Independent Insurance Agent; started 09/2021; zero hours per month; life insurance and disability insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Glasheen III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

June 21, 2024 - Present

PARALLEL ADVISORS, LLC

Office #1: 3773 Cherry Creek North Drive Suite 780, Denver, CO 80209

RIA

CRD#: 140800

DENVER, CO

Past

August 8, 2021 - June 25, 2024

COLORADO WEALTH GROUP LLC

RIA

CRD#: 310024

DENVER, CO

Past

October 22, 2020 - July 23, 2021

CREATIVEONE WEALTH, LLC

RIA

CRD#: 281213

Centennial, CO

Past

July 13, 2018 - December 2, 2019

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

September 23, 2011 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

NEW HAVEN, CT

Past

August 22, 2011 - November 29, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW HAVEN, CT

Past

February 2, 2010 - July 15, 2011

VOYA FINANCIAL PARTNERS, LLC

CRD#: 34815

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/24/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/2011

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/1/2010

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PARALLEL ADVISORS, LLC

CRD#: 140800 / SEC#: 801-68107

RIA

Registered Investment Advisory firm - (6/26/2007 Approved)

California

Registered Investment Advisory firm - (7/12/2007 Terminated)

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Contact information

Main Address

150 Spear Street Suite 1600, San Francisco, CA 94105

Mailing Address

Phone number

(866) 627-6984

Established

Firm type

Fiscal year end

# of Employees

126

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	14,928
AUM (Assets Under Management)	$ 8,735,387,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James K. Glasheen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Kevin Glasheen III's CRS (Customer Relationship Summary).

Certified licenses

Experience

COLORADO WEALTH GROUP LLC

CREATIVEONE WEALTH, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

VOYA FINANCIAL PARTNERS, LLC

Primary Firm SEC Registration

PARALLEL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/2011

Series 63

Date: 3/24/2011

SIE

Date: 10/1/2018

Series 7

Date: 8/19/2011

Series 6

Date: 2/1/2010

Current Firm

PARALLEL ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PARALLEL ADVISORS, LLC

TRUST BUT VERIFY

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