James Kevin Glasheen Iii
CFP®Professional Summary
James Kevin Glasheen III, CFP®, who also goes by James Kevin Glasheen, Jimmy Glasheen, is a registered financial advisor currently at PARALLEL ADVISORS, LLC located in Denver, Colorado. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. James has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
James Kevin Glasheen, Jimmy Glasheen
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
16 years in the financial services industry
Current & Past Employments
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Current Firm
PARALLEL ADVISORS, LLC
Contact Information
Main Address
150 Spear Street Suite 1600, San Francisco, CA 94105Phone Number
(866) 627-6984# of Employees
137SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
4,242AUM (Assets Under Management)
$10,307,545,581Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PARALLEL ADVISORS, LLC
State Registrations and Notice Filings
(6/21/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 2010About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view James Kevin Glasheen III's CRS (Customer Relationship Summary).
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